G&S Capital LLC (Denver)

Name: G&S Capital LLC
Address: 7887 E. Belleview Ave., Denver, CO, 80111
Telephone: 303-773-8000

G&S Capital LLC is a large advisory firm based in Denver. It manages $209.32 million of regulatory assets for 857 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Colorado, Nebraska, and 4 other states.

G&S Capital provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

G&S Capital: assets under management

The assets under management (AUM) of G&S Capital LLC is $209.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $209.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $244.25 thousand each.

G&S Capital has custody of $46.76 million in cash and securities for 112 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 54% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in investment and business development companies form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay G&S Capital LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients G&S Capital serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of G&S Capital is high net worth individuals with 88 clients and $144.67 million of assets under management. Among the 7 most similar advisory firms, G&S Capital has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $208.82 million for 319 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

G&S Capital doesn't advise any private funds.

Careers at G&S Capital LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David P Groat	Chief compliance officer/manager	1 Mar 2005	25% - 50%	4524279
Justin Lloyd Soucie	Manager	1 Mar 2005	25% - 50%	4245339
Jeffrey Scott Arnold	Financial consultant	1 Apr 2014	Other	3034274

Based in Denver

The principal office where G&S Capital LLC performs its advisory services is located at 7887 E. Belleview Ave., Denver, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-773-8000 or by fax 303-773-8008. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at gandscapital.com/ and its LinkedIn profile.