Dedora Capital, Inc. (Napa)

Name: Dedora Capital, Inc.
Address: 1600 Main Street, Napa, CA, 94959
Telephone: 707-253-0681

Dedora Capital, Inc. is a large advisory firm based in Napa. It manages $209.25 million of regulatory assets for 376 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 4 other states.

Dedora Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and multi-family office services; uldtra high net worth & corporate consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dedora Capital: assets under management

The assets under management (AUM) of Dedora Capital, Inc. is $209.25 million. The firm's AUM has grown by 32% since the beginning of its operation, and $1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $204.86 million in discretionary accounts and $4.38 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $547.76 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.19 million.

Dedora Capital has custody of $78.59 million in cash and securities for 250 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is investment and business development companies, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dedora Capital, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Jonathan Dedora serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Paul Jonathan Dedora is high net worth individuals with 61 clients and $127.22 million of assets under management. Among the 7 most similar advisory firms, Dedora Capital has the 2nd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $209.16 million for 372 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Dedora Capital doesn't advise any private funds.

Careers at Dedora Capital, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Jonathan Dedora has been acting as President since 1 Apr 2015. William Alex Becker joined the executive team most recently as the Vice President/Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Alex Becker	Vice president/chief operating officer	1 Apr 2015	Other	6131583
Paul Jonathan Dedora	President/chief compliance officer	1 Apr 2015	75% - 100%	2721762
William Alex Becker	Vice president/chief operating officer	1 May 2015	Other	6131583
Paul Jonathan Dedora	President/chief compliance officer	1 May 2015	75% - 100%	2721762

Based in Napa

The principal office where Dedora Capital, Inc. performs its advisory services is located at 1600 Main Street, Napa, CA 94959, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 707-253-0681. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at dedoracapital.com.