Roof, Eidam & Maycock, LLC (San Francisco)

Name: Roof, Eidam & Maycock, LLC
Address: 235 Pine St., San Francisco, CA, 94104
Telephone: 415-788-4600

Roof, Eidam & Maycock, LLC is a large advisory firm based in San Francisco. It manages $543.65 million of regulatory assets for 1,383 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, New York, Oregon, Texas, and Washington.

Roof, Eidam & Maycock provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roof, Eidam & Maycock: assets under management

The assets under management (AUM) of Roof, Eidam & Maycock, LLC is $543.65 million. The firm's AUM has grown by 38% since the beginning of its operation, and $385.24 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $511.43 million in discretionary accounts and $32.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $421.97 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $188.44 thousand.

Roof, Eidam & Maycock has custody of $151.64 million in cash and securities for 162 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 51% of the total AUM. The second-largest asset type is exchange traded securities, which make up 41% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Roof, Eidam & Maycock, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roof, Eidam & Maycock serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Roof, Eidam & Maycock is high net worth individuals with 164 clients and $459.18 million of assets under management. Among the 13 most similar advisory firms, Roof, Eidam & Maycock has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $541.11 million for 385 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Roof, Eidam & Maycock doesn't advise any private funds.

Careers at Roof, Eidam & Maycock, LLC

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Edmund Roof	General partner	1 Apr 1982	25% - 50%	1269924
Don Henry Eidam	General partner	1 Jan 1994	25% - 50%	1894769
Randall Robert Maycock	General partner	1 Jan 1997	25% - 50%	2164531
Juancarlos Peralta	General partner/chief compliance officer	1 Jan 2001	Other	2231573

Based in San Francisco

The principal office where Roof, Eidam & Maycock, LLC performs its advisory services is located at 235 Pine St., San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-788-4600 or by fax 415-788-4606. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at remadvisors.com.