Wealthplan Partners, Inc. (Omaha)

Name: Wealthplan Partners, Inc.
Address: 101 South 108 Th Avenue, Omaha, NE, 68154
Telephone: 402-333-5454

Wealthplan Partners, Inc. is a large advisory firm based in Omaha. It manages $1.67 billion of regulatory assets for 7,340 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 35 other states.

Wealthplan Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealthplan Partners: assets under management

The assets under management (AUM) of Wealthplan Partners, Inc. is $1.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 186% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $226.89 thousand each.

Wealthplan Partners has custody of $700 million in cash and securities for 3,016 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in non-exchange traded securities form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wealthplan Partners, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Todd Arthur Feltz serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Todd Arthur Feltz is high net worth individuals with 1,565 clients and $716.11 million of assets under management. Among the 8 most similar advisory firms, Wealthplan Partners has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.67 billion for 3,648 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wealthplan Partners doesn't advise any private funds.

Careers at Wealthplan Partners, Inc.

The company employs 71 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 30 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Todd Arthur Feltz has been acting as President since 1 Aug 2011. Christopher Michael Mcmillan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Arthur Feltz	President	1 Aug 2011	75% - 100%	1030101
Daniel Paul Feltz	Principal wealth adviser	1 Mar 2014	Other	2138413
Kevin Richard Zemann	Chief compliance officer	1 Oct 2014	Other	2395939
Llc Wpp Holdings	Managing member	1 Dec 2016	75% - 100%	81-4671791
Christopher Michael Mcmillan	Chief compliance officer	1 Jan 2017	Other	4626156

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Todd Arthur Feltz	Managing member	1 Dec 2016	50% - 75%	1030101
Brent Thomas Omara	Member	1 Dec 2016	Other	4260408
Wade Cleve Behlen	Member	1 Dec 2016	Other	5256921
Wade C Behlen	Indirect owner	1 Dec 2016	Other	5256921

Based in Omaha

The principal office where Wealthplan Partners, Inc. performs its advisory services is located at 101 South 108 Th Avenue, Omaha, NE 68154, which is also the mailing address of the firm. An additional office of the firm is in Grand Island, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-333-5454 or by fax 402-697-7271. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at feltzwp.com.