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Brookstreet Securities Corporation (Irvine)


Brookstreet Securities Corporation is a large advisory firm based in Irvine. It manages $571.58 million of regulatory assets for 3,644 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

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Brookstreet Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brookstreet Securities Corporation: assets under management

The assets under management (AUM) of Brookstreet Securities Corporation is $571.58 million. The firm's AUM has grown by 323% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $420.66 million in discretionary accounts and $150.92 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $148.49 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $186.09 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookstreet Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Stanley Clifton Brooks Trustee of brooks family trust 1 May 1995 Other 31684

Based in Irvine

The principal office where Brookstreet Securities Corporation performs its advisory services is located at 2361 Campus Drive, Irvine, CA 92612, which is also the mailing address of the firm. An additional office of the firm is in Ft. Lauderdale, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-852-6800 or by fax 949-852-6826. The normal business hours are 6:30a.m.-3:30p.m. on Monday - Friday. You can find more information about the New York firm at www.bkst.com.


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