Buckley Capital Advisors, LLC (New York)

Name: Buckley Capital Advisors, LLC
Address: 433 Broadway, New York, NY, 10013
Telephone: 970-846-5573

Buckley Capital Advisors, LLC is a mid-sized advisory firm based in New York. It manages $47.22 million of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Colorado, Florida, and New York.

Buckley Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Buckley Capital Advisors: assets under management

The assets under management (AUM) of Buckley Capital Advisors, LLC is $47.22 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $47.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.75 million each.

Buckley Capital Advisors has custody of $31.34 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Buckley Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Buckley Capital Advisors serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Buckley Capital Advisors is pooled investment vehicles with 1 clients and $31.34 million of assets under management. Among the 0 most similar advisory firms, Buckley Capital Advisors has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $45.91 million for 13 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Buckley Capital Advisors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Buckley Capital Advisors, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Zachary Charles Buckley	Member	1 Apr 2010	50% - 75%	6106728
Zachary C Buckley	Member	1 Apr 2010	50% - 75%	6106728
Kenneth Edward Walsh	Member and chief compliance officer	1 May 2015	50% - 75%	3197236

Based in New York

The principal office where Buckley Capital Advisors, LLC performs its advisory services is located at 433 Broadway, New York, NY 10013, which is also the mailing address of the firm. An additional office of the firm is in Steamboat Springs, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 970-846-5573 or by fax 970-797-9118. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at buckleycapitalpartners.com.