Lehman Brothers Futures Asset Management Corp/Ny (New York)

Name: Lehman Brothers Futures Asset Management Corp/Ny
Address: 399 Park Avenue, New York, NY, 10022
Telephone: 212-526-0624

Lehman Brothers Futures Asset Management Corp/Ny is a large advisory firm based in New York. It manages $59.7 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004.

Lehman Brothers Futures Asset Management Corp/Ny provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lehman Brothers Futures Asset Management Corp/Ny: assets under management

The assets under management (AUM) of Lehman Brothers Futures Asset Management Corp/Ny is $59.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $59.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lehman Brothers Futures Asset Management Corp/Ny for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lehman Brothers Futures Asset Management Corp/Ny

Joshua Michael Sack has been acting as President since 1 Apr 2003. Howard R. Plotkin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lehman Brothers Asset Management Inc.	Sole shareholder of applicant	1 Apr 1993	75% - 100%	109009
Ronald Howard Filler	Director and vice president	1 Apr 2001	Other	851053
Kleber Rodriguez	Chief financial officer	1 Oct 2002	Other	4606801
Joshua Michael Sack	President	1 Apr 2003	Other	4358976
Eric David Weinstein	Director	1 Mar 2004	Other	1250617
Omar Aguilar	Director	1 Mar 2004	Other	4782958
Howard R. Plotkin	Chief compliance officer	1 Oct 2004	Other	1970722
Howard Russ Plotkin	Chief compliance officer	1 Oct 2004	Other	1970722

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Lehman Brothers Holdings Inc	Sole shareholder	1 Jul 1992	75% - 100%	13-3216325

Based in New York

The principal office where Lehman Brothers Futures Asset Management Corp/Ny performs its advisory services is located at 399 Park Avenue, New York, NY 10022 The mailing address of the firm is 399 Park Avenue, New York, NY 10022. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-526-0624 or by fax 212-526-0867. The normal business hours are 9:00 a.m. 5:00 p.m on Monday - Friday. You can find more information about the New York firm at www.lehman.com.