Capital Management Strategies Financial Services, Inc. (Rockville)

Name: Capital Management Strategies Financial Services, Inc.
Address: 2600 Tower Oaks Boulevard, Rockville, MD, 20852
Telephone: 301-770-6300

Capital Management Strategies Financial Services, Inc. is a large advisory firm based in Rockville. It manages $2.65 billion of regulatory assets for 3,496 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, District of Columbia, Florida, and 6 other states.

Capital Management Strategies Financial Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Management Strategies Financial Services: assets under management

The assets under management (AUM) of Capital Management Strategies Financial Services, Inc. is $2.65 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Management Strategies Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capital Management Strategies Financial Services, Inc.

Steven David Lockshin has been acting as President since 1 Jul 1998. Jason Daniel Meyer joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Putterman	President/cfo	1 May 1997	Other	3122891
David Robert Zier	Vp/director of consulting group	1 Mar 1998	Other	4338774
Inc. Cms Financial Holdings	Parent corporation	1 Jul 1998	75% - 100%	52-1869995
Steven David Lockshin	Ceo/director	1 Jul 1998	Other	1557803
Matthew Eric Peterson	Vp of investment management	1 Jul 1998	Other	3122896
Stephen Carson Wilhoit	Director	1 Jan 2001	Other	4452085
Andrew Putterman	Coo/cfo/president/director	1 May 2001	Other	3122891
Jason Daniel Meyer	Vice president	1 Jan 2002	Other	4263102
Brian Russell Vowinkel	Vice president	1 Jan 2002	Other	4263104

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. 1st Virtual	Parent corporation	1 Jan 2001	75% - 100%	65-0916372
Lydian Trust Company	Parent corporation	1 Jan 2001	75% - 100%	65-0916372

Based in Rockville

The principal office where Capital Management Strategies Financial Services, Inc. performs its advisory services is located at 2600 Tower Oaks Boulevard, Rockville, MD 20852, which is also the mailing address of the firm. An additional office of the firm is in Kirkland, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-770-6300 or by fax 301-770-5991. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.cmsfs.com.