Psigma Asset Management (Usa), LLC (New York)

Name: Psigma Asset Management (Usa), LLC
Address: 48 Wall Street, New York, NY, 10005
Telephone: 212-918-4707

Psigma Asset Management (Usa), LLC is a large advisory firm based in New York. It manages $27 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009.

Psigma Asset Management (Usa) provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Psigma Asset Management (Usa): assets under management

The assets under management (AUM) of Psigma Asset Management (Usa), LLC is $27 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Psigma Asset Management (Usa), LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Psigma Asset Management (Usa), LLC

Hendrik Jurgens Pfaff has been acting as President since 1 Sep 2010. Inc. Sanlam International Investments Usa Holdings joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Albert Abate	Ceo/investment director/chief compliance officer, managing member	1 Dec 2005	50% - 75%	1496799
Marc Edward Bothwell	Risk and operations manager , member	1 Jan 2006	Other	2673805
Psigma Asset Management Holdings Limited	Owner	1 May 2009	25% - 50%	00000000
Inc. Sanlam International Investments Usa Holdings	Member	1 Sep 2010	50% - 75%	00000000
Jing Hua Sun	Investment director - global equities, member	1 Sep 2010	Other	2514246
Robert Ruggirello	Member, analyst	1 Sep 2010	Other	2874041
Hendrik Jurgens Pfaff	Chairman	1 Sep 2010	Other	5854953
Robert Roux	Director	1 Sep 2010	Other	5854954

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sanlam Netherlands Holding Bv	Shareholder	1 Sep 2010	50% - 75%	24316242
Sanlam Limited	Shareholder	1 Sep 2010	50% - 75%	1959/001562/06

Based in New York

The principal office where Psigma Asset Management (Usa), LLC performs its advisory services is located at 48 Wall Street, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-918-4707 or by fax 212-918-4708. The normal business hours are 8:30 - 5:30 est on Monday - Friday. You can find more information about the New York firm at www.centreassetmanagement.com.