Crestpoint Capital Management, LLC (Four Seasons)

Name: Crestpoint Capital Management, LLC
Address: 40 Kays Point Court, Four Seasons, MO, 65049
Telephone: 573-693-1506

Crestpoint Capital Management, LLC is an adviser based in Four Seasons. It manages $66.39 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Missouri.

Crestpoint Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Crestpoint Capital Management: assets under management

The assets under management (AUM) of Crestpoint Capital Management, LLC is $66.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $66.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.91 million each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is state and local bonds, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Crestpoint Capital Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Crestpoint Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Crestpoint Capital Management is high net worth individuals with 6 clients and $43.44 million of assets under management. Among the 1 most similar advisory firms, Crestpoint Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $66.39 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Crestpoint Capital Management doesn't advise any private funds.

Careers at Crestpoint Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Moerschell Uhlemeyer	Managing member and cco	1 Jun 2013	75% - 100%	2366900

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Sharon Mae Uhlemeyer	Beneficial owner, community propery	1 Jun 2013	75% - 100%	5966592

Based in Four Seasons

The principal office where Crestpoint Capital Management, LLC performs its advisory services is located at 40 Kays Point Court, Four Seasons, MO 65049, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 573-693-1506 or by fax 573-693-1507. The normal business hours are 8:30 - 4:30 on Monday - Friday. You can find more information about the New York firm at crestpointcm.com.