Finaport Asset Management Ag (8001 Zurich)

Name: Finaport Asset Management Ag
Address: Fraumunsterstrasse 9, 8001 Zurich
Telephone: 0041 44 217 7050

Finaport Asset Management Ag is an adviser based in 8001 Zurich. It manages $95.21 million of regulatory assets for 41 client accounts. It has been registered with the SEC as an adviser since 2016.

Finaport Asset Management Ag provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finaport Asset Management Ag: assets under management

The assets under management (AUM) of Finaport Asset Management Ag is $95.21 million. The firm's AUM has gone down by -20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $64.77 million in discretionary accounts and $30.44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.49 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.03 million.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finaport Asset Management Ag for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Finaport Asset Management Ag serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Finaport Asset Management Ag is individuals with 40 clients and $66.31 million of assets under management. Among the 10 most similar advisory firms, Finaport Asset Management Ag has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $95.21 million for 41 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Finaport Asset Management Ag doesn't advise any private funds.

Careers at Finaport Asset Management Ag

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rolf Max Eberhart	Chief executive officer and chief compliance officer	1 Dec 2016	Other	5955794
Zürich Finaport Holding Ag	Owner	1 Dec 2016	75% - 100%	che-115.305.472
Rolf M Eberhart	Chief executive officer and chief compliance officer	1 Dec 2016	Other	5955794

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Helmut Willy Schumperli	Owner	1 Jan 2009	50% - 75%	6739313
Alexei Borissov	Owner	1 Jan 2009	50% - 75%	6739315

Based in 8001 Zurich

The principal office where Finaport Asset Management Ag performs its advisory services is located at Fraumunsterstrasse 9, 8001 Zurich, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 0041 44 217 7050 or by fax 0041 44 217 7058. The normal business hours are 8:00 to 5:00 (zurich time) on Monday - Friday. You can find more information about the New York firm at finaport.com.