Quadratic Capital Management LLC (Greenwich)

Name: Quadratic Capital Management LLC
Address: 39 Lewis Street, Greenwich, CT, 06830
Telephone: 203-340-2943

Quadratic Capital Management LLC is a large advisory firm based in Greenwich. It manages $170.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Connecticut.

Quadratic Capital Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Quadratic Capital Management: assets under management

The assets under management (AUM) of Quadratic Capital Management LLC is $170.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $170.64 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 99% of the total AUM. The second-largest asset type is derivatives, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Quadratic Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Quadratic Capital Management serves?

The only and largest group of clients of Quadratic Capital Management is charitable organizations with 1 clients and $170.64 million of assets under management. Among the 10 most similar advisory firms, Quadratic Capital Management has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $170.64 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Quadratic Capital Management doesn't advise any private funds.

Careers at Quadratic Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nancy Davis Smith	Member, chief investment officer	1 Dec 2013	50% - 75%	3218528
Ramius Llc	Member	1 Aug 2014	25% - 50%	151953
Andrea J.S. Sayago	Chief compliance officer	1 Aug 2014	Other	6042456
Cowen Investment Management Llc	Member	1 Aug 2014	25% - 50%	151953
Glenn Robert Christal	Chief compliance officer	1 Feb 2018	Other	1740410

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Cowen Group	Managing member	1 Nov 2009	75% - 100%	27-0423711
Cowen Inc.	Member	1 Nov 2009	75% - 100%	27-0423711

Based in Greenwich

The principal office where Quadratic Capital Management LLC performs its advisory services is located at 39 Lewis Street, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-340-2943. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at quadraticllc.com.