Basso Capital Management, L.P. (Stamford)

Name: Basso Capital Management, L.P.
Address: 1266 East Main Street, Stamford, CT, 06902 3546
Telephone: 203 352-6100

Basso Capital Management, L.P. is a large advisory firm based in Stamford. It manages $523.51 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Basso Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Basso Capital Management: assets under management

The assets under management (AUM) of Basso Capital Management, L.P. is $523.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $523.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $523.51 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Basso Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Basso Capital Management serves?

The only and largest group of clients of Basso Capital Management is pooled investment vehicles with 1 clients and $523.51 million of assets under management. Among the 10 most similar advisory firms, Basso Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $523.51 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Basso Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Basso Capital Management, L.P.

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Howard Irwin Fischer	Ceo & founding managing partner	1 Jan 2004	Other	1434896
John Francis Lepore	Founding managing partner	1 Jan 2004	Other	2127219
Dwight Carlton Nelson	Founding managing partner	1 Jan 2004	Other	2348336
Philip Raymond Platek	Founding managing partner	1 Jan 2004	Other	2127221
Llc Basso Gp	General partner	1 Jan 2004	Other	20-0406396
Llc Basso Management	General partner or managing member	1 Jan 2004	Other	20-0406459
Joseph Schultz	Chief operations officer	1 Jan 2004	Other	4473781
Daniel Evan Karp	Chief legal officer & chief compliance officer	1 Jun 2004	Other	4912234
Todd Andrew Trabold	Chief financial officer	1 Aug 2004	Other	4374831
Dominick John Aquilio	Chief accounting officer	1 May 2006	Other	2363932
Dominick John Aquilio	Chief accounting officer & chief compliance officer	1 Sep 2006	Other	2363932
Susanne Clark	General counsel & chief compliance officer	1 Jan 2007	Other	3246033
Stephen Mitchell Bowley	Chief financial officer	1 Dec 2008	Other	5736736
Stephen Bowley	Chief financial officer	1 Dec 2008	Other	5736736
Marc Alan Seidenberg	General counsel & chief compliance officer	1 Nov 2009	Other	5736719
Marc Seidenberg	General counsel & chief compliance officer	1 Nov 2009	Other	5736719
Shawn Michael Etzkorn	Senior vp, operations	1 Nov 2010	Other	2273535
Harold Brent Wofsey	Senior vp, operations	1 Nov 2010	Other	5907349
Dominick John Aquilio	Chief operations officer	1 Mar 2015	Other	2363932

Based in Stamford

The principal office where Basso Capital Management, L.P. performs its advisory services is located at 1266 East Main Street, Stamford, CT 06902 3546, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203 352-6100. The normal business hours are 6:00 a.m.-6:00 p.m. on Monday - Friday. You can find more information about the New York firm at bassocap.com.