Phoenix Aberdeen International Advisors, LLC (Hartford)

Phoenix Aberdeen International Advisors, LLC is a large advisory firm based in Hartford. It manages $38.95 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Florida.

Phoenix Aberdeen International Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phoenix Aberdeen International Advisors: assets under management

The assets under management (AUM) of Phoenix Aberdeen International Advisors, LLC is $38.95 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.98 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Phoenix Aberdeen International Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phoenix Aberdeen International Advisors, LLC

Michael Edward Haylon has been acting as President since 1 May 1996. Katherine Preli Cody joined the executive team most recently as the Second Vp And Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Pm Holdings	Shareholder	1 Apr 1996	50% - 75%	06-1065485
Inc. Aberdeen Fund Managers	Shareholder	1 Apr 1996	50% - 75%	51-0368279
Inc. Aberdeen Fund Manager	Co-owner	1 Apr 1996	50% - 75%	51-036-8279
Michael Edward Haylon	Director	1 May 1996	Other	1884528
Beverley Hendry	Director, executive vice president	1 May 1996	Other	2669979
Yehcheng Tan	Director	1 May 1996	Other	2097210
Hugh Young	Director	1 May 1996	Other	4320944
Martin James Gilbert	Director, managing director	1 May 1996	Other	4360394
Christopher David Fishwick	Director	1 May 1996	Other	4360400
Raymond E. Cummings	Treasurer	1 May 1996	Other	4362323
Kathleen Addis Bloomquist	Director, vice president	1 Oct 1996	Other	1053073
Radhika Ajmera	Director	1 Oct 1996	Other	4360397
John Henry Beers	Vice president, secretary	1 Feb 2001	Other	3255701
Radhika Ajmera	Director	1 Feb 2001	Other	4360397
John F. Solan	Director, managing director	1 Feb 2001	Other	4361745
Raymond E. Cummings	Treasurer	1 Feb 2001	Other	4362323
Glenn H Pease	Director, vice president	1 Feb 2001	Other	4363107
Glenn H Pease	Director, vice president	1 Apr 2001	Other	4363107
Gary Marshall	Director	1 Dec 2001	Other	4520488
Katherine Preli Cody	Second vp and treasurer	1 Jul 2002	Other	4612790

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Phoenix Home Life Mutual Insurance Company	Shareholder	1 Jan 1981	75% - 100%	06-0493340
Phoenix Life Insurance Company	Shareholder	1 Jan 1981	75% - 100%	06-0493340
Plc Aberdeen Asset Management	Shareholder	1 Jan 1994	75% - 100%	not applicable
Scottish Provident Institution	Shareholder	1 Sep 1997	25% - 50%	not applicable
Inc. The Phoenix Companies	Shareholder	1 Jun 2001	75% - 100%	06-1599088

Based in Hartford

The principal office where Phoenix Aberdeen International Advisors, LLC performs its advisory services is located at One American Row, Hartford, CT 06102 5056 The mailing address of the firm is 56 Prospect Street, Hartford, CT 06115. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 860-403-5000 or by fax 860-403-7203. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.