Entrar Registro gratuito

Serendipequity, LLC (Sausalito)


Serendipequity, LLC is a large advisory firm based in Sausalito. It manages $110 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

Serendipequity provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Serendipequity: assets under management

The assets under management (AUM) of Serendipequity, LLC is $110 million. The company doesn't manage any assets belonging to foreign clients.


Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Serendipequity, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Timothy Evan Sullivan 46% owner, business manager only 1 Mar 2014 25% - 50% 4505978

Based in Sausalito

The principal office where Serendipequity, LLC performs its advisory services is located at 80 Liberty Ship Way, Suite 25, Sausalito, CA 94965 The mailing address of the firm is 80 Liberty Ship Way, Suite 25, Sausalito, CA 94965. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-450-0034 or by fax 415-231-5166. The normal business hours are 9 am - 5 pm on Monday - Friday.


Registered investment advisers similar to Serendipequity, LLC