T. Anton Investment House, Inc. (Middleton)

T. Anton Investment House, Inc. is a large advisory firm based in Middleton. It manages $126.68 million of regulatory assets for 733 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, Minnesota, and Wisconsin.

T. Anton Investment House provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

T. Anton Investment House: assets under management

The assets under management (AUM) of T. Anton Investment House, Inc. is $126.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $172.82 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay T. Anton Investment House, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients T. Anton Investment House serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of T. Anton Investment House is high net worth individuals with 87 clients and $70.16 million of assets under management. Among the 10 most similar advisory firms, T. Anton Investment House has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $126.68 million for 413 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

T. Anton Investment House doesn't advise any private funds.

Careers at T. Anton Investment House, Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tracey Carol Anton	President and chief compliance officer 11.30.2016	1 Jan 2015	75% - 100%	2457436

Based in Middleton

The principal office where T. Anton Investment House, Inc. performs its advisory services is located at 6300 University Avenue, Middleton, WI 53562, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 608-501-1549. The normal business hours are 9 am -5 pm mon-thurs; fri 9-3 on Monday - Friday.