Opcap Advisors (New York)

Name: Opcap Advisors
Address: 1345 Avenue Of The Americas, New York, NY, 10105 4800
Telephone: (212) 739-3000

Opcap Advisors is a large advisory firm based in New York. It manages $11.96 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Opcap Advisors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Opcap Advisors: assets under management

The assets under management (AUM) of Opcap Advisors is $11.96 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.96 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $443 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Opcap Advisors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Opcap Advisors

Colin John Glinsman joined the executive team most recently as the Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Oppenheimer Capital	General partner	1 Jul 1987	75% - 100%	13-3413767
Oppenheimer Capital Llc	Member	1 Jul 1987	75% - 100%	13-3413767
Robert Michael Fitzgerald	Chief financial officer	1 Nov 1995	Other	2648004
Value Advisors Llc	General partner	1 Nov 1997	75% - 100%	13-3977552
Kenneth Mcgraw Poovey	Chief executive officer	1 Jan 2000	Other	4328803
Francis Casimir Poli	Chief legal officer/chief compliance officer	1 May 2000	Other	1628917
John C Maney	Chief financial officer	1 Oct 2001	Other	4478905
Colin John Glinsman	Chief executive officer	1 Jan 2002	Other	1376588

Indirect Owners

The SEC currently registers 19 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pimco Advisors L.P.	General partner	1 Nov 1997	75% - 100%	06-1349805
Allianz Paclife Partners Llc	General partner	1 May 2000	25% - 50%	33-0915825
Pacific Life Insurance Company	Sole member	1 May 2000	75% - 100%	95-1079000
Pimco Holding Llc	Member	1 May 2000	25% - 50%	95-1079000
Pacific Asset Management	Member	1 May 2000	50% - 75%	00-0000000
Pacific Mutual Holding Company	Sole member	1 May 2000	75% - 100%	00-0000000
Allianz Gp Sub Llc	Sole member	1 May 2000	75% - 100%	06-1586816
Allianz Of America Inc.	Sole member	1 May 2000	75% - 100%	00-0000000
Allianz Ag	Sole shareholder	1 May 2000	75% - 100%	00-0000000
Pacific Asset Management Llc	Member	1 May 2000	50% - 75%	95-1079000
Allianz Asset Management Of America Llc	Sole member	1 May 2000	75% - 100%	06-1586816
Adam U.S. Holding Llc	Member	1 May 2000	25% - 50%	95-1079000
Allianz Dresdner Asset Management Of America Llc	Sole member and unitholder respectively	1 May 2000	75% - 100%	06-1586816
Inc. Allianz Of America	Sole member	1 May 2000	75% - 100%	13-3412614
Munchener Ruckversicherungs Gesellschaft Ag	Stockholder	1 Jun 2001	25% - 50%	00-0000000
Pimco Advisors L.P.	Sole member	1 Jul 2001	75% - 100%	06-1349805
Allianz Asset Management U.S. Equities Llc	General partner and sole member	1 Jul 2001	75% - 100%	00-0000000
Allianz Dresdner Asset Management Of America L.P.	Sole member	1 Jul 2001	75% - 100%	06-1349805
Allianz Dresdner Asset Management U.S. Equities Llc	Sole member	1 Jul 2001	75% - 100%	00-0000000

Based in New York

The principal office where Opcap Advisors performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105 4800 The mailing address of the firm is 888 San Clemente Drive, Newport Beach, CA 92660. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (212) 739-3000 or by fax (212) 739-3948. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.opcap.com.