Pratt Charles & Co LLC (New York)

Pratt Charles & Co LLC is a large advisory firm based in New York. It manages $529.99 million of regulatory assets for 729 client accounts. It has been registered with the SEC as an adviser since 2001.

Pratt Charles & provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pratt Charles &: assets under management

The assets under management (AUM) of Pratt Charles & Co LLC is $529.99 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $56.26 million in discretionary accounts and $473.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $157.16 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.28 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pratt Charles & Co LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pratt Charles & Co LLC

David Pratt Hunt has been acting as President since 1 Jan 1995. Richard Joseph Coster joined the executive team most recently as the Vice President & Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Pratt Hunt	Chairman	1 Jan 1995	Other	4392955
Robert Milligan Mclane	Director	1 Jan 1995	Other	4392962
Peter P Nitze	Director	1 Jan 1995	Other	2071859
Harold Irving Pratt	Director	1 Jan 1995	Other	4356257
Anne Huntington Van Ingen	Director	1 Jan 1995	Other	4392980
Deming Pratt Holleran	Director	1 Jan 1995	Other	4393003
Estate Of Dorothy P. Barrett	Trust	1 Jan 1995	Other	13-7186770
Richardson Pratt	Chairman emeritus	1 Jan 1995	Other	4392922
Mitchell Charles Pratt	Director	1 Jan 1995	Other	4396416
Ellen Marie Lazarus	President & ceo	1 Mar 1999	Other	1253495
Marie Antonia Capasso	Vice-president & secretary	1 Apr 2000	Other	4393014
Frank G Sucher	Senior vice-president/client relations	1 Dec 2000	Other	4393012
Richard Joseph Coster	Vice-president & treasurer	1 Jan 2001	Other	4393019

Based in New York

The principal office where Pratt Charles & Co LLC performs its advisory services is located at 355 Lexington Avenue, New York, NY 10017 6603, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.