Kpf Global Investment Strategies, LLC (Kensington)

Name: Kpf Global Investment Strategies, LLC
Address: 178 Drinkwater Rd, Kensington, NH, 03833
Telephone: 617-202-9653

Kpf Global Investment Strategies, LLC is a large advisory firm based in Kensington. It manages $223.74 million of regulatory assets for 260 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Massachusetts, New Hampshire, New York, and Texas.

Kpf Global Investment Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kpf Global Investment Strategies: assets under management

The assets under management (AUM) of Kpf Global Investment Strategies, LLC is $223.74 million. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $188.16 million in discretionary accounts and $35.58 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $780.74 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.87 million.

Investments

The firm invests in investment and business development companies the most. They account for 59% of the total AUM. The second-largest asset type is exchange traded securities, which make up 21% of the firm’s portfolio. Investments in state and local bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kpf Global Investment Strategies, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kpf Global Investment Strategies serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Kpf Global Investment Strategies is high net worth individuals with 36 clients and $198.97 million of assets under management. Among the 10 most similar advisory firms, Kpf Global Investment Strategies has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $220.09 million for 53 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kpf Global Investment Strategies doesn't advise any private funds.

Careers at Kpf Global Investment Strategies, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Karen Elizabeth Parker Feld	Chief executive	1 Jan 2011	75% - 100%	3032396
Stephanie Castonguay Griebel	Chief compliance officer	1 Feb 2013	Other	5879108
Sean M Mcmullen	Investment advisor	1 Jan 2015	Other	5962891
Steven L. Rodgers	Investment advisor analyst	1 Jan 2015	Other	4726506
Allison Ann Bolia	Operations manager	1 Jan 2015	Other	5815108
Sean Michael Mcmullen	Member	1 Jan 2015	Other	5962891
Steven Larry Rodgers	Member	1 Jan 2015	Other	4726506
Stephanie Castonguay Griebel	Member	1 Jul 2016	Other	5879108
Allison Ann Bolia	Chief compliance officer & member	1 Jul 2016	Other	5815108
Barry Keck Betters	Chief compliance officer	1 Jan 2018	Other	5941511
Jeffrey James Egizi	Member	1 Jan 2018	Other	6572767

Based in Kensington

The principal office where Kpf Global Investment Strategies, LLC performs its advisory services is located at 178 Drinkwater Rd, Kensington, NH 03833, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-202-9653 or by fax 877-437-8458. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at kpfglobal.com.