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The Mutual Fund Store Rochester, LLC (Overland Park)


The Mutual Fund Store Rochester, LLC is a related adviser based in Overland Park. It manages $72.34 million of regulatory assets for 902 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Kansas, New York, and South Carolina.

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The Mutual Fund Store Rochester provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Mutual Fund Store Rochester: assets under management

The assets under management (AUM) of The Mutual Fund Store Rochester, LLC is $72.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 229% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $72.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.2 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Mutual Fund Store Rochester, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Mutual Fund Store Rochester, LLC

Adam Stuart Bold has been acting as President since 1 Aug 2008. Chris Eugene Elliott joined the executive team most recently as the Chief Financial Officer/Secretary.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Adam Stuart Bold Chairman/chief executive officer 1 Aug 2008 Other 2246043
Christopher Raymond Braudis President 1 Aug 2008 Other 3078442
Jon Peter Bentz Vice president company operations/secretary 1 Aug 2008 Other 2224183
Clifford Merril Brandt Chief compliance officer 1 Aug 2008 Other 1902051
Chris Eugene Elliott Chief financial officer 1 Aug 2008 Other 5412543
Llc Tmfs Holdings Member 1 Aug 2008 50% - 75% 43-1899520
James No Middle Name Mcelroy Member 1 Jan 2009 25% - 50% 5150733
James L. Mcelroy Member 1 Jan 2009 25% - 50% 5150733
Adam Stuart Bold Chairman 1 Feb 2012 Other 2246043
Chris Eugene Elliott Chief financial officer/secretary 1 Feb 2012 Other 5412543
John Bradley Bunch Chief executive officer 1 Feb 2012 Other 1908764
Jon Peter Bentz Vice president company operations 1 Feb 2012 Other 2224183

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Adam Stuart Bold Ceo/shareholder 1 Feb 2006 75% - 100% 2246043
Inc Tmfs Holdings Member 1 Feb 2006 50% - 75% 20-4305410
Adam S. Bold Trust Shareholder 1 Feb 2006 75% - 100% xxx-xx-xxxx
Inc Tmfs Holdings Member 1 Aug 2008 50% - 75% 20-4305410
Llc Kansas City 727 Acquisition Member 1 Sep 2011 75% - 100% 45-3338790
Kansas City 727 Acquisition Corporation Member 1 Sep 2011 50% - 75% 45-3217452
L.P. Warburg Pincus Private Equity X Shareholder 1 Sep 2011 75% - 100% 26-0849130
L.P. Warburg Pincus X General partner 1 Sep 2011 Other 26-0403670

Based in Overland Park

The principal office where The Mutual Fund Store Rochester, LLC performs its advisory services is located at 7301 College Boulevard, Overland Park, KS 66210, which is also the mailing address of the firm. An additional office of the firm is in Rochester, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-319-8100 or by fax 913-319-8181. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.mutualfundstore.com.


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