Thaddeus Capital Limited (Hong Kong)

Thaddeus Capital Limited is a large advisory firm based in Hong Kong. It manages $294.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2008.

Thaddeus Capital Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thaddeus Capital Limited: assets under management

The assets under management (AUM) of Thaddeus Capital Limited is $294.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $294.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $147.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thaddeus Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thaddeus Capital Limited

Agnes Yuen Yee Ho joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charle Ong Peza	Shareholder	1 Dec 2006	75% - 100%	3043343
Paul Sheehan	Chief executive officer	1 Dec 2006	Other	3248092
Agnes Yuen Yee Ho	Shareholder	1 Jun 2010	Other	1000501
Ccc Brothers Limited	Shareholder	1 Jun 2010	Other	1000502
Green Staff Ventures Limited	Shareholder	1 Jun 2010	25% - 50%	1000508
Frejya Limited	Shareholder	1 Jun 2010	Other	1000504
Sheehan Far East Limited	Shareholder	1 Jun 2010	Other	1000506

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Grant Chan	Shareholder	1 Jun 2010	75% - 100%	4142764
Nicholas Edward Spratt	Shareholder	1 Jun 2010	75% - 100%	4365070
Charle Ong Peza	Shareholder	1 Jun 2010	75% - 100%	3043343
Paul Sheehan	Shareholder	1 Jun 2010	75% - 100%	3248092
Seung Ah Lee	Shareholder	1 Jun 2010	75% - 100%	4803373

Based in Hong Kong

The principal office where Thaddeus Capital Limited performs its advisory services is located at C/O Thaddeus Capital Management (Hk) Limited, Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852-3716-5700 or by fax 852-2521-8020. The normal business hours are 8am-6pm on Monday - Friday.