Peregrine Diversified Investment Services Corp. (Chicago)

Peregrine Diversified Investment Services Corp. is a large advisory firm based in Chicago. It manages $219.52 million of regulatory assets for 1,526 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 32 other states.

Peregrine Diversified Investment Services Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Peregrine Diversified Investment Services Corp: assets under management

The assets under management (AUM) of Peregrine Diversified Investment Services Corp. is $219.52 million. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.44 million in discretionary accounts and $29.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.44 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $153.82 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peregrine Diversified Investment Services Corp. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peregrine Diversified Investment Services Corp.

Russell Ralph Wasendorf has been acting as President since 1 Nov 2010. Russell R Wasendorf joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Peregrine Financial Group	Corporation	1 Nov 2010	75% - 100%	42-1349154
Russell Ralph Wasendorf	Director	1 Nov 2010	Other	1860076
Steven John Zakrzewski	President	1 Nov 2010	Other	2210953
Rita Tandaric	Chief compliance officer	1 Nov 2010	Other	1691069
Mark John Lishchynsky	President and coo	1 Mar 2011	Other	2478952
Russell R Wasendorf	Director	1 May 2011	Other	1702038
Russell Ralph Wasendorf	Director	1 May 2011	75% - 100%	1860076
Neil Jackson Aslin	Chairman/director	1 May 2011	Other	814839

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Russell Ralph Wasendorf	Owner	1 Sep 1992	75% - 100%	1860076

Based in Chicago

The principal office where Peregrine Diversified Investment Services Corp. performs its advisory services is located at 311 W Monroe Street, Chicago, IL 60606 4664, which is also the mailing address of the firm. An additional office of the firm is in Plano, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-775-3533 or by fax 312-379-5803. The normal business hours are 8:30-5:00 on Monday - Friday.