Global ALPha Capital Management Ltd. (Montreal, Pc)

Name: Global ALPha Capital Management Ltd.
Address: 1800 Mcgill College Avenue, Montreal, Pc, H3 A 3 J6
Telephone: 514-287-0110

Global ALPha Capital Management Ltd. is a large advisory firm based in Montreal, Pc. It manages $1.84 billion of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2012.

Global ALPha Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Global ALPha Capital Management: assets under management

The assets under management (AUM) of Global ALPha Capital Management Ltd. is $1.84 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2132% since the beginning of its operation, and $733.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.84 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.25 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Global ALPha Capital Management Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Walter Freund serves?

The firm provides services to investment companies, other investment advisers, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Walter Freund is other investment advisers with 10 clients and $958.27 million of assets under management. Among the 11 most similar advisory firms, Global ALPha Capital Management has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $1.69 billion for 32 clients. 83% of the firm’s clients are foreign persons or businesses.

Global ALPha Capital Management also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Global ALPha Capital Management Ltd.

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Walter Freund has been acting as President since 1 Aug 2004. Janine Tran Lam joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Warren Stoddart	Director, vice president	1 Aug 2004	Other	4347635
Michael Walter Freund	Director	1 Aug 2004	Other	4503829
Patrick David Robitaille	Corporate secretary	1 Aug 2004	Other	4933415
David Savignac	Chief compliance officer	1 Mar 2008	Other	6027742
Robert Beauregard	Director, president & udp	1 Jun 2008	Other	6027737
Global Alpha Capital Management Partnership	Partnership	1 Sep 2009	50% - 75%	xxx-xx-xxxx
Gary J Simonette	Vice president	1 Sep 2013	Other	5376689
Eric Roman Hasenauer	Vice president	1 Sep 2013	Other	4260318
Kieran Patrick Brennan	Vice president	1 Mar 2015	Other	5842934
Stephen Edward Reynolds	Vice president	1 Jul 2017	Other	4843745
Timothy Michael Marzec	Vice president	1 Apr 2018	Other	6592061
Janine Tran Lam	Chief compliance officer	1 Jul 2018	Other	6990964
Janine Tran Lam	Vice president	1 Jan 2019	Other	6990964

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Clark & Lunn Financial Group Ltd. Connor	Partner	1 Jan 2003	50% - 75%	xxx-xx-xxxx
Robert Beauregard	Partner	1 Jan 2009	25% - 50%	6027737
Clark & Lunn Financial Group Lp Connor	Partner	1 Feb 2009	50% - 75%	xxx-xx-xxxx
Clark & Lunn Financial Group Connor	Partner	1 Feb 2009	50% - 75%	xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor	Partner	1 Jan 2015	25% - 50%	xxx-xx-xxxx
Clark & Lunn Financial Group Investment Partnership Connor	Partner	1 Jan 2015	25% - 50%	xxx-xx-xxxx

Based in Montreal, Pc

The principal office where Global ALPha Capital Management Ltd. performs its advisory services is located at 1800 Mcgill College Avenue, Montreal, Pc, H3 A 3 J6, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 514-287-0110 or by fax 514-490-2782. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at globalalphacapital.com.