Wellington Management International Limited (London)

Name: Wellington Management International Limited
Address: Cardinal Place, London, Sw1 E 5 Jl
Telephone: 44-20-7126-6000

Wellington Management International Limited is a large advisory firm based in London. It manages $103.49 billion of regulatory assets for 426 client accounts. It has been registered with the SEC as an adviser since 2012.

Wellington Management International Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wellington Management International Limited: assets under management

The assets under management (AUM) of Wellington Management International Limited is $103.49 billion. The firm's AUM has grown by 79% since the beginning of its operation, and $96.55 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $101.75 billion in discretionary accounts and $1.73 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $239.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.73 billion.

Investments

The firm invests in exchange traded securities the most. They account for 37% of the total AUM. The second-largest asset type is sovereign bonds, which make up 18% of the firm’s portfolio. Investments in government bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wellington Management International Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edward Bolles Baldini serves?

The firm provides services to insurance companies, charitable organizations, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Edward Bolles Baldini is pension and profit sharing plans with 140 clients and $38.01 billion of assets under management. Among the 10 most similar advisory firms, Wellington Management International Limited has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $102.66 billion for 419 clients. 86% of the firm’s clients are foreign persons or businesses.

Wellington Management International Limited also advises several private funds.

Careers at Wellington Management International Limited

The company employs 301 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Bolles Baldini has been acting as President since 1 Jul 2012. Henry Edward Duffy joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Wellington Management Global Holdings	Shareholder	1 Jun 2002	75% - 100%	04-3306430
Edward Joseph Steinborn	Director	1 Jan 2006	Other	2875705
Ali Reza Towfighi	Director	1 Mar 2006	Other	1939796
Kevin John Blake	Director	1 Mar 2006	Other	4332435
Cynthia Mary Clarke	Director	1 Apr 2006	Other	4620397
Graham William Alexander Stone	Chief compliance officer	1 May 2007	Other	4353171
Christina Kelly Grove	Chief legal officer	1 Aug 2007	Other	5104601
Colin James Urquhart Frew	Chief financial officer	1 Aug 2007	Other	2878964
Christina Grove	Chief legal officer	1 Aug 2007	Other	5104601
Colin J Frew	Chief financial officer	1 Aug 2007	Other	2878964
Mark Anthony Flaherty	Director	1 Sep 2007	Other	1893963
Michael John Boudens	Director	1 Jan 2010	Other	1677912
Jean Marie Hynes	Director	1 Jan 2010	Other	4330808
William Joseph Hannigan	Director	1 Mar 2011	Other	1582172
Mark Douglas Jordy	Chief executive officer	1 May 2011	Other	1948043
Edward Bolles Baldini	Director	1 Jul 2012	Other	1344742
David Charles Cushing	Director	1 Jan 2013	Other	1440623
Stephen Klar	Director	1 Jan 2013	Other	6111785
Parke Linden Bradley	Director	1 Jan 2014	Other	6286025
Phillip H Perelmuter	Chief executive officer, director	1 Apr 2014	Other	1214243
John Edward Butler	Director	1 Sep 2014	Other	6429464
Carl Dirk Enderlein	Director	1 Mar 2015	Other	6431453
Lucinda Maria Marrs	Director	1 May 2015	Other	1688972
Ted Alexander Gilchrist	Director	1 Jan 2016	Other	2871457
Jennifer Nettesheim Berg	Director	1 Jan 2016	Other	6597559
Mary Lizbeth Pryshlak	Director	1 Jul 2016	Other	6708924
Ray Eugene Helfer	Director	1 Jan 2018	Other	1370285
Luke Barnaby Stellini	Director	1 Jan 2018	Other	3190277
Susanne Ballauff	Director	1 Jan 2018	Other	6901722
Natasha Louise Brook Walters	Director	1 Jan 2018	Other	6901723
John Peter Parsons	Director	1 Feb 2018	Other	6901724
Stefan Kurt Haselwandter	Director	1 May 2018	Other	5749613
Amy Beth Kramer	Director	1 Jan 2019	Other	6787112
Yolanda Cristina Courtines	Director	1 Jan 2019	Other	2651826
Henry Edward Duffy	Director	1 Jul 2019	Other	3149796

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llp Wellington Management Company	Shareholder	1 Mar 1995	75% - 100%	106595
Wellington Group Holdings Llp	Managing partner	1 May 2014	75% - 100%	47-1167553
Wellington Management Group Llp	Managing partner	1 May 2014	75% - 100%	04-2683227
Wellington Investment Advisors Holdings Llp	Shareholder	1 Jan 2015	75% - 100%	47-1144901

Based in London

The principal office where Wellington Management International Limited performs its advisory services is located at Cardinal Place, London, Sw1 E 5 Jl, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44-20-7126-6000. The normal business hours are 9:00 - 6:00 on Monday - Friday. You can find more information about the New York firm at wellington.com and its LinkedIn profile.