Netfolio,Inc. (Greenwich)

Name: Netfolio,Inc.
Address: 35 Mason Street Fourth Flr., Greenwich, CT, 06830
Telephone: 203-869-7166

Netfolio,Inc. is a large advisory firm based in Greenwich. It manages $367.3 million of regulatory assets for 255 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and New York.

Netfolio provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Netfolio: assets under management

The assets under management (AUM) of Netfolio,Inc. is $367.3 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $367 million in discretionary accounts and $300 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.84 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.45 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Netfolio,Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Netfolio,Inc.

Douglas Joseph Vonallmen has been acting as President since 1 Aug 1999. Richard Halton Graham joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Patrick Oshaughnessy	Chairman, ceo & cfo	1 Mar 1988	50% - 75%	1890402
Douglas Joseph Vonallmen	Director	1 Aug 1999	25% - 50%	1221613
Asif Hirji	President	1 Feb 2000	Other	4343067
Richard Halton Graham	Chief operating officer	1 Jul 2000	Other	2894302

Based in Greenwich

The principal office where Netfolio,Inc. performs its advisory services is located at 35 Mason Street Fourth Flr., Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-869-7166 or by fax 203-869-3674. The normal business hours are 9:00am thru 5:00pm on Monday - Friday. You can find more information about the New York firm at www.netfolio.com.