Waters Capital Advisers, LLC (Denver)
Waters Capital Advisers, LLC is an adviser based in Denver. It manages $19 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado and Nebraska.
Waters Capital Advisers provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Waters Capital Advisers: assets under management
The assets under management (AUM) of Waters Capital Advisers, LLC is $19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Waters Capital Advisers, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Waters Capital Advisers, LLC
James Joseph Waters has been acting as President since 1 Jan 2002. Westmoore Investment Lp joined the executive team most recently as the Owner.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 5 indirect owners.Based in Denver
The principal office where Waters Capital Advisers, LLC performs its advisory services is located at Key Bank Building, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-333-7779 or by fax 303-468-0202. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.sonatafunds.com.
Registered investment advisers similar to Waters Capital Advisers, LLC
- Bates Total Asset Management
- Lbs Capital Management
- Wealth Strategies Advisory Group
- Curtis Wealth Management Group
- Angle Asset Management
- Stratedge Investment Advisors
- Eh Williams Capital Management
- Lion Resource Management
- Quality Financial Planning
- First Capital Asset Management
- Gregory Advisors
- Arena Consulting
- Capital Growth
- Technovision Management
- Jenkins, Daniel Evan