Anderson Hoagland & Co (St Louis)

Name: Anderson Hoagland & Co
Address: 8000 Maryland Ave., Ste 1100, St Louis, MO, 63105 3778
Telephone: 314-726-2107

Anderson Hoagland & Co is a large advisory firm based in St Louis. It manages $520.09 million of regulatory assets for 292 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 3 other states.

Anderson Hoagland & provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and consulting services relating to private investments. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Anderson Hoagland &: assets under management

The assets under management (AUM) of Anderson Hoagland & Co is $520.09 million. The firm's AUM has grown by 429% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $514.13 million in discretionary accounts and $5.96 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.08 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $132.33 thousand.

Anderson Hoagland & has custody of $22.03 million in cash and securities for 19 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is state and local bonds, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Anderson Hoagland & Co for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anderson Hoagland & serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Anderson Hoagland & is high net worth individuals with 78 clients and $322.33 million of assets under management. Among the 9 most similar advisory firms, Anderson Hoagland & has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $520.09 million for 101 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Anderson Hoagland & also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $50,000.

Careers at Anderson Hoagland & Co

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David C. Anderson	President & director	1 Dec 1979	75% - 100%	4367190
Michael David Anderson	Shareholder	1 Dec 1996	Other	4640749
Amy Hart Glass	Shareholder	1 Dec 1996	Other	4640752
David C. Anderson	Chairman and director	1 Dec 2012	25% - 50%	4367190
John Joseph Kang	Vice president, corporate secretary and chief compliance officer	1 Dec 2012	25% - 50%	3181049
Craig Carpenter Hoagland	President and treasurer	1 Dec 2012	25% - 50%	1544354

Based in St Louis

The principal office where Anderson Hoagland & Co performs its advisory services is located at 8000 Maryland Ave., Ste 1100, St Louis, MO 63105 3778, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-726-2107 or by fax 314-726-2462. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ahco.com.