American Express Asset Management International Inc. (Minneapolis)

Name: American Express Asset Management International Inc.
Address: 50605 Ameriprise Financial Center, Minneapolis, MN, 55474
Telephone: 612-671-3452

American Express Asset Management International Inc. is a large advisory firm based in Minneapolis. It manages $1.07 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Minnesota.

American Express Asset Management International provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

American Express Asset Management International: assets under management

The assets under management (AUM) of American Express Asset Management International Inc. is $1.07 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $119.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay American Express Asset Management International Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at American Express Asset Management International Inc.

William Frederick Truscott has been acting as President since 1 Mar 2002. Beth Ellen Weimer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Jon Anderson	Director, chairman of the board, evp	1 Jul 1984	Other	1353718
Inc. Ameriprise Financial	Shareholder of applicant	1 Oct 1985	75% - 100%	6320
Stephen Wesley Roszell	Director	1 Sep 1994	Other	1961116
Timothy S Meehan	Secretary	1 May 1997	Other	1492218
David L. Yowan	Treasurer	1 Mar 2000	Other	4380006
John Kennedy O'brien	Global head of marketing and business development	1 Sep 2000	Other	4374225
Mark A Fawcett	Director, cio	1 Oct 2000	Other	4374216
Karen Lisa Yashar	Chief legal officer	1 Oct 2000	Other	2861071
Stephen Wesley Roszell	Chairman of the board of directors, executive vice president	1 Jun 2001	Other	1961116
John Kennedy O'brien	President and ceo	1 Feb 2002	Other	4374225
Jane B Kelloe	Chief legal officer	1 Feb 2002	Other	4520704
Beth Ellen Weimer	Chief compliance officer	1 Mar 2002	Other	4424584
William Frederick Truscott	Director	1 Mar 2002	Other	2416857
Richard Anstead	Director	1 Mar 2002	Other	4577762
Mark Burgess	Director, cio	1 Mar 2002	Other	4577765
Brian Joseph Mcgrane	Chief financial officer	1 Oct 2002	Other	3260096
Walter S Berman	Treasurer	1 Jul 2003	Other	4500271
Erie Lund Marbour	Secretary	1 Mar 2004	Other	2620424
Richard Anstead	Fsa compliance	1 Oct 2004	Other	4577762
Robert Scott Bradley	Chief compliance officer	1 Oct 2004	Other	2117766
Michelle Marie Keeley	Director	1 Oct 2004	Other	1710708
Ward Douglas Armstrong	Director	1 Oct 2004	Other	1149409
Nicolas John Paris	President and chief executive officer	1 May 2005	Other	4787355
Beth Ellen Weimer	Chief compliance officer	1 Jul 2005	Other	4424584

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
American Express Financial Corporation	Shareholder	1 Oct 1985	50% - 75%	6320
American Express Company	Shareholder of aefc	1 Oct 1985	75% - 100%	13-4922250

Based in Minneapolis

The principal office where American Express Asset Management International Inc. performs its advisory services is located at 50605 Ameriprise Financial Center, Minneapolis, MN 55474, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 612-671-3452 or by fax 612-671-3767. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.americanexpress.com.