Axcent Private Capital, LLC (Greenwood Village)

Axcent Private Capital, LLC is a related adviser based in Greenwood Village. It manages $12.3 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Colorado.

Axcent Private Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axcent Private Capital: assets under management

The assets under management (AUM) of Axcent Private Capital, LLC is $12.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 218% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Axcent Private Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Axcent Private Capital serves?

The only and largest group of clients of Axcent Private Capital is pooled investment vehicles with 2 clients and $12.3 million of assets under management. Among the 1 most similar advisory firms, Axcent Private Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $12.3 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Axcent Private Capital also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Axcent Private Capital, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Walter Beermann	Member	1 Nov 2016	50% - 75%	4786277
Stephen Todd Erwin	Chief compliance officer	1 Nov 2016	Other	5028461
Brian Patrick Rorick	Managing member	1 Nov 2016	50% - 75%	4525184

Based in Greenwood Village

The principal office where Axcent Private Capital, LLC performs its advisory services is located at 6400 S. Fiddler's Green Circle, Greenwood Village, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-391-6600. The normal business hours are 9am-5pm on Monday - Friday.