New Finance Capital LLP (London)

Name: New Finance Capital LLP
Address: 20 North Audley Street, 3 Rd Floor, London, W1 K 6 We
Telephone: +44 207 529 6700

New Finance Capital LLP is a large advisory firm based in London. It manages $3.8 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2006.

New Finance Capital provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Finance Capital: assets under management

The assets under management (AUM) of New Finance Capital LLP is $3.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $126.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Finance Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at New Finance Capital LLP

Philip James Peter Woolliscroft joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
New Finance Capital Partners Limited	Direct owner	1 Jun 2004	75% - 100%	foreign entity
Marc Hotimsky	Partner	1 Apr 2005	25% - 50%	2055528
Thorkild Peter Juncker	Partner	1 Apr 2005	Other	1947063
Georges Saier	Partner	1 Apr 2005	25% - 50%	5073208
Guiseppe Ciardi	Non-executive	1 Apr 2005	Other	5073209
Sundeep Rahan Patel	Chief financial officer	1 Apr 2005	Other	5073210
Benjamin Moute	Research	1 Apr 2005	Other	5073238
Alan Peter Thomas	Chief compliance officer	1 Apr 2005	Other	4046432
Marc Ronald Hotimsky	Chief executive officer & chief investment officer	1 Apr 2005	Other	2055528
Mitesh Modi	Chief financial officer & chief operations officer	1 Apr 2007	Other	4988280
Mitesh Jamnadas Modi	Chief financial officer & chief operations officer	1 Apr 2007	Other	4988280
Nicole Chung Eun Chang	Chief compliance officer/general counsel	1 Oct 2009	Other	5724512
Marc Francois Romano	Chief executive officer	1 Jan 2010	Other	5315724
Nicholas Moran	Chief financial officer	1 Oct 2010	Other	2371748
Philip James Peter Woolliscroft	Chief compliance officer	1 Jun 2011	Other	5933337

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
New Finance Holdings Limited	Shareholder	1 Aug 2000	75% - 100%	foreign entity
Schroder Holdings (Bermuda) Limited	Shareholder	1 May 2003	75% - 100%	foreign entity
Schroder International Holdings Limited	Shareholder	1 May 2003	75% - 100%	foreign entity
Schroders (Bermuda) Ltd	Shareholder	1 Jun 2003	75% - 100%	foreign entity
Schroders (Bermuda) Ltd	Shareholder	1 May 2006	75% - 100%	foreign entity
Schroder Administration Limited	Shareholder	1 May 2006	75% - 100%	foreign entity
Schroders Plc	Shareholder	1 May 2006	75% - 100%	foreign entity
Flavida Limited (Formerly Beinn Dubh Limited)	Shareholder	1 May 2006	25% - 50%	foreign entity
Schroder International Holdings (Bermuda) Limited	Shareholder	1 May 2006	75% - 100%	foreign entity

Based in London

The principal office where New Finance Capital LLP performs its advisory services is located at 20 North Audley Street, 3 Rd Floor, London, W1 K 6 We, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 207 529 6700 or by fax +44 207 529 6701. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.newfinancecapital.com.