Allstate Assurance Company (Northbrook)

Allstate Assurance Company is an adviser based in Northbrook. It manages $2.95 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002.

Allstate Assurance Company provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Allstate Assurance Company: assets under management

The assets under management (AUM) of Allstate Assurance Company is $2.95 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.95 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Allstate Assurance Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Allstate Assurance Company

John Roger Hunter has been acting as President since 1 Mar 2001. Robert Leslie Park joined the executive team most recently as the Deputy Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allstate Life Insurance Company	Stockholder	1 Feb 2001	75% - 100%	36-2554642
John Kevin Mccarthy	Director, senior vice president	1 Mar 2001	Other	716322
Michael Joseph Velotta	Director, general counsel, secretary	1 Mar 2001	Other	2339177
Thomas Joseph Ii Wilson	1536385	1 Mar 2001	Other	1536385
John Roger Hunter	President	1 Mar 2001	Other	2957074
Karen Cassidy Gardner	Vice president-tax	1 Mar 2001	Other	xxx-xx-xxxx
James Philip Zils	Treasurer	1 Mar 2001	Other	2676945
Lisa Ann Burnell	Assistant vice president, compliance officer	1 Mar 2001	Other	2420573
Marian Goll	Assistant vice president, financial ops prinicpal	1 Mar 2001	Other	4305537
Susan Lesueur Lees	Assistant secretary	1 Mar 2001	Other	xxx-xx-xxxx
Barry Sajowitz Paul	Assistant treasurer	1 Mar 2001	Other	4180878
Thomas Joseph Wilson	Chairman of the board; president	1 Mar 2001	Other	1536385
John Carl Lounds	Director; senior vice president	1 Mar 2001	Other	3204301
Bruce Allen Teichner	Assistant general counsel and assistant secretary	1 Jun 2001	Other	4368465
Steven E Shebik	Director; senior vice president and chief financial officer	1 Jun 2001	Other	2802753
Margaret Dindele Dyer	Director; senior vice president	1 Aug 2002	Other	4583507
Marla Friedman Glabe	Director; senior vice president	1 Aug 2002	Other	2339176
Eric Allen Simonson	Senior vice president and chief investment officer	1 Aug 2002	Other	1858666
Samuel Henry Pilch	Group vice president and controller	1 Aug 2002	Other	4583511
Casey J Sylla	Chairman of the board; president	1 Oct 2002	Other	1932553
Anson J Glacy	Vice president	1 Jan 2004	Other	4771264
Kevin Rourke Slawin	Director	1 Jan 2004	Other	2676950
Thomas William Evans	Senior vice president	1 Sep 2004	Other	4600513
Marla Friedman Glabe	Senior vice president	1 Sep 2004	Other	2339176
Robert Leslie Park	Chief compliance officer	1 Mar 2005	Other	4928086
Robert Leslie Park	Deputy chief compliance officer	1 Aug 2005	Other	4928086
Susan Nance Roth	Chief compliance officer	1 Aug 2005	Other	2666289
Steven Carl Verney	Treasurer	1 Aug 2005	Other	4368462
Douglas Bertin Welch	Vice president	1 Aug 2005	Other	5026730
John Charles Pintozzi	Director; senior vice president & chief financial officer	1 Aug 2005	Other	5026731

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Allstate Insurance Company	Shareholder	1 Mar 1957	75% - 100%	36-2554642
The Allstate Corporation	Shareholder	1 Nov 1992	75% - 100%	36-3871531

Based in Northbrook

The principal office where Allstate Assurance Company performs its advisory services is located at 3100 Sanders Road, Northbrook, IL 60062, which is also the mailing address of the firm. An additional office of the firm is in Chattanooga, TN. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 847-402-5000 or by fax 847-402-3781. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday.