Mintz Levin Financial Advisors LLC (Boston)

Name: Mintz Levin Financial Advisors LLC
Address: One Financial Center, Boston, MA, 02111
Telephone: 617-542-6000 / 617-348-1737

Mintz Levin Financial Advisors LLC is a large advisory firm based in Boston. It manages $1.04 billion of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Louisiana, and 6 other states.

Mintz Levin Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mintz Levin Financial Advisors: assets under management

The assets under management (AUM) of Mintz Levin Financial Advisors LLC is $1.04 billion. The firm's AUM has grown by 105% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $771.6 million in discretionary accounts and $264.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.33 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.35 million.

Mintz Levin Financial Advisors has custody of $12.04 million in cash and securities for 25 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mintz Levin Financial Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mintz Levin Financial Advisors LLC

Robert James Glovsky has been acting as President since 1 Oct 1998. Chitra Raghavan Staley has served as the Chief Investment Officer since 1 Jul 2000. Andrew Robert Urban joined the executive team most recently as the Secretary & Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert James Glovsky	President	1 Oct 1998	Other	857911
Cary Paul Geller	Managing director	1 Oct 1998	Other	4394126
Steven Paul Rosenthal	Clerk	1 Oct 1998	Other	4394130
Levin Cohn Ferris Glovsky And Popeo P.C. Mintz	Sole owner	1 Oct 1998	75% - 100%	04-2718459
Chitra Raghavan Staley	Chief investment officer	1 Jul 2000	Other	727441
Mitchell David Dynan	Chief investment officer	1 Jan 2005	Other	4903329
Andrew Robert Urban	Secretary & treasurer	1 Mar 2008	Other	5657044

Based in Boston

The principal office where Mintz Levin Financial Advisors LLC performs its advisory services is located at One Financial Center, Boston, MA 02111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-542-6000 / 617-348-1737 or by fax 617-542-2241. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at mintz.com/pcgroup/mlfinancial.htm.