Stephen Williams Investment Services, Inc. (Huntsville)

Name: Stephen Williams Investment Services, Inc.
Address: 2227 Drake Avenue, Suite 9, Huntsville, AL, 35805
Telephone: 256-489-4400

Stephen Williams Investment Services, Inc. is a large advisory firm based in Huntsville. It manages $50 million of regulatory assets for 1,350 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama and Tennessee.

Stephen Williams Investment Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stephen Williams Investment Services: assets under management

The assets under management (AUM) of Stephen Williams Investment Services, Inc. is $50 million. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35 million in discretionary accounts and $15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.18 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stephen Williams Investment Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stephen Williams Investment Services, Inc.

Stephen Joe Williams has been acting as President since 1 Nov 2001. David Paul Williams joined the executive team most recently as the Advisory Associate.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Joe Williams	President	1 Nov 2001	50% - 75%	2395948
David Paul Williams	Advisory associate	1 Nov 2001	Other	4326957
Deena Nance Williams	Secretary	1 Nov 2001	50% - 75%	4718614

Based in Huntsville

The principal office where Stephen Williams Investment Services, Inc. performs its advisory services is located at 2227 Drake Avenue, Suite 9, Huntsville, AL 35805, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 256-489-4400 or by fax 256-489-4403. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.stephenwilliamsonline.com.