Fifth Third/Maxus Asset Management (Cincinnati)


Fifth Third/Maxus Asset Management is a large advisory firm based in Cincinnati. It manages $12.4 billion of regulatory assets for 39 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Fifth Third/Maxus Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fifth Third/Maxus Asset Management: assets under management

The assets under management (AUM) of Fifth Third/Maxus Asset Management is $12.4 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 8247% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.4 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $317.95 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fifth Third/Maxus Asset Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fifth Third/Maxus Asset Management

Michael K Keating has been acting as President since 1 Apr 2001. Robert William Curtin joined the executive team most recently as the Treasurer/Asst Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Anthony Barone President/director 1 Oct 1974 Other 13213
Robert William Curtin Secretary/director 1 Sep 1994 Other 1283433
Fifth Third Bank Shareholder 1 Jan 2001 75% - 100% 31-0676865
Denis James Amato Senior vice pres/director 1 Jan 2001 Other 2944739
Robert William Curtin Treasurer/asst secretary 1 Apr 2001 Other 1283433
Denis James Amato Director of value strategies 1 Apr 2001 Other 2944739
Michael K Keating Director 1 Apr 2001 Other 2279331
John Brien Schmitz Director of equity strategy/income growth/intl 1 Apr 2001 Other 1724415
Joseph Keating Chief market strategist/chief fixed income officer 1 Apr 2001 Other 4372472
Kevin Sean Woodard Assistant secretary 1 Apr 2001 Other 2523425
Richard Brian Ille Member investment committee 1 Apr 2001 Other 1812453
Mitchell L. Stapley Director of fixed income/taxable 1 Apr 2001 Other 4372531
Allan J. Meyers Director of equity strategy/large company fund 1 Apr 2001 Other 4372535
Michael J. Martin Director of fixed income/tax free 1 Apr 2001 Other 4380779
Stephen Shawn Hedger Member investment committee 1 Apr 2001 Other 1827876
James Berghausen President 1 Apr 2001 Other 4417172
Roberta Olson Director fixed income 1 Apr 2001 Other 2279575

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Fifth Third Financial Corporation Shareholder 1 Jan 2001 75% - 100% 31-1755886
Fifth Third Bancorp Shareholder 1 Jan 2001 75% - 100% 31-0854434

Based in Cincinnati

The principal office where Fifth Third/Maxus Asset Management performs its advisory services is located at Attention: Kevin Woodard, Cincinnati, OH 45263, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 513-744-8782 or by fax 513-744-1960. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at 53.com.

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