Walton Street Capital, L.L.C. (Chicago)

Name: Walton Street Capital, L.L.C.
Address: 900 N. Michigan Ave., Chicago, IL, 60611
Telephone: 312-915-2800

Walton Street Capital, L.L.C. is a large advisory firm based in Chicago. It manages $12.32 billion of regulatory assets for 64 client accounts. It has been registered with the SEC as an adviser since 2008.

Walton Street Capital, L.L.C provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Walton Street Capital, L.L.C: assets under management

The assets under management (AUM) of Walton Street Capital, L.L.C. is $12.32 billion. The firm's AUM has grown by 300% since the beginning of its operation, and $2.4 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $10.8 billion in discretionary accounts and $1.52 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $186.15 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $253.57 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Walton Street Capital, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Walton Street Capital, L.L.C serves?

The only and largest group of clients of Walton Street Capital, L.L.C is pooled investment vehicles with 63 clients and $12.1 billion of assets under management. Among the 10 most similar advisory firms, Walton Street Capital, L.L.C has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $12.1 billion for 63 clients. 15% of the firm’s clients are foreign persons or businesses.

Walton Street Capital, L.L.C also advises several private funds. Namely, fifty seven real estate funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $50,000,000.

Careers at Walton Street Capital, L.L.C.

The company employs 133 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Neil Gary Bluhm	Principal	1 Nov 1994	Other	1668936
Ira Jay Schulman	Principal	1 Nov 1994	Other	5527138
Eric Charles Mogentale	Principal	1 Nov 1994	Other	1571244
Jeffrey Scott Quicksilver	Principal	1 Nov 1994	Other	5527144
Kenneth Jay Weaver	Principal	1 Nov 1994	Other	5527145
Do Not Use Duplicate Record	Managing principal	1 Nov 1994	Other	5527144
Perry Michael Pinto	Senior principal	1 Dec 1997	Other	6931571
Luke Geoffrey Massar	Chief financial officer	1 Jan 1998	Other	5527148
Sourav Goswami	Chief executive officer - relying adviser (walton street india real estate advisors private limited)	1 Sep 2006	Other	2848134
Stephen Blair Sotoloff	Senior principal	1 Dec 2006	Other	6931562
Sandor Valner	Chief executive officer - latin america	1 Jan 2007	Other	2103720
L.L.C. Walton Street Capital	Member - relying adviser (walton street capital mexico srl de cv)	1 Feb 2007	75% - 100%	36-3986948
Richard Blair Ratke	Senior principal	1 Jan 2008	Other	5012061
Colleen Jean Marencik	Chief compliance officer	1 Mar 2008	Other	5527149
Llc Walton Capital Advisors	Managing member	1 Apr 2008	75% - 100%	36-3986948
Walton Street Mauritius (If I) Group Limited	Sole member - relying adviser (walton street india real estate advisors private limited)	1 Jul 2008	75% - 100%	98-0517437
Angela Rae Lang	Chief legal officer	1 Jun 2010	Other	6048314
Mauricio Eduardo Deschamps	Chief financial officer - relying adviser (walton street capital mexico srl de cv)	1 Jun 2010	Other	6049353
Kaushik Desai	Chief financial officer - relying adviser (walton street india real estate advisors private limited)	1 Jan 2011	Other	6049351
Allison O'donnell Mcdowell	Chief compliance officer	1 Mar 2011	Other	2984721
L.L.C. Walton Street Capital Brazil Investors	Member - relying adviser (walton street capital brazil consultoria e participacoes, limitada)	1 May 2011	75% - 100%	61-1647812
L.L.C. Wsc Atlas Asia Managers	Sole member - relying adviser (walton street asia managers private limited)	1 Nov 2011	75% - 100%	61-1662421
L.P. Walton Capital Advisors	Sole member	1 Dec 2011	75% - 100%	36-3986948
Timothy John Junker	Managing director asia - relying adviser (walton street asia managers private limited)	1 Dec 2011	Other	2426715
Richard Allen Watson	Chief financial officer	1 Jul 2012	Other	6101866
L.Lc. Walton Street Capital	Member - relying adviser (ws debt account managers i, l.l.c.)	1 May 2014	75% - 100%	26-0191423
L.L.C. Walton Street Capital	Member - relying adviser (ws debt account managers i, l.l.c.)	1 May 2014	75% - 100%	26-0191423
L.L.C. Walton Street Capital	Member - relying adviser (walton street account managers, l.l.c.)	1 Apr 2015	75% - 100%	36-3986948
Robert Samuel Bloom	Senior principal	1 Mar 2016	Other	2783008

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Wsc Mauritius Holdings Group	Sole member - relying adviser (walton street india real estate advisors private limited)	1 Jul 2008	75% - 100%	36-3986948
L.L.C. Walton Street Capital	Sole member - relying adviser (walton street capital brazil consultoria e participacoes limitada)	1 Apr 2011	75% - 100%	36-3986948
L.L.C. Walton Street Capital	Sole member - relying adviser (walton street asia managers private limited)	1 Oct 2011	75% - 100%	36-3986948
Inc. Wca Managers	General partner	1 Dec 2011	Other	26-2511649
L.P. Walton Capital Advisors	Sole member - relying adviser (ws debt account managers i, l.l.c.)	1 May 2014	75% - 100%	36-3986948
L.P. Walton Capital Advisors	Sole member - reyling adviser (walton street account managers, l.l.c.)	1 Apr 2015	75% - 100%	36-3986948
Inc. Nine Hundred Capital Managers I	General partner - relying adviser (walton street india private finance limited)	1 Mar 2016	75% - 100%	47-4660980

Based in Chicago

The principal office where Walton Street Capital, L.L.C. performs its advisory services is located at 900 N. Michigan Ave., Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-915-2800 or by fax 312-915-2881. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at waltonst.com and its LinkedIn profile.