Litchfield & Nelson Partners (Naples)

Name: Litchfield & Nelson Partners
Address: 3033 Riviera Drive, Naples, FL, 34103
Telephone: 239-261-4800

Litchfield & Nelson Partners is a large advisory firm based in Naples. It manages $55.3 million of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Florida.

Litchfield & Nelson Partners provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Litchfield & Nelson Partners: assets under management

The assets under management (AUM) of Litchfield & Nelson Partners is $55.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.02 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Litchfield & Nelson Partners for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Litchfield & Nelson Partners

Dawn Perniciaro Litchfield has been acting as President since 1 Aug 1998. Inc. Mesa Financial Advisors joined the executive team most recently as the Majority Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Litchfield & Nelson	General partner	1 Jun 1996	50% - 75%	65-0455483
Inc. Naples Management & Investment Company	General partner	1 Jun 1996	Other	65-0503923
Inc. Mcdonagh Family Office	General partner	1 Jun 1996	Other	59-3436822
Dawn Perniciaro Litchfield	Managing partner/president	1 Aug 1998	Other	1311347
Dennis David Nelson	Managing partner/vp/treasurer	1 Aug 1998	Other	603955
Inc. Litchfield & Nelson	General partner	1 Aug 2002	75% - 100%	65-0455483
Inc. Mesa Financial Advisors	Majority shareholder	1 May 2005	75% - 100%	20-2614986
Dawn Perniciaro Litchfield	Managing director	1 May 2005	Other	1311347
Dennis David Nelson	Cco	1 May 2005	Other	603955

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Dawn Perniciaro Litchfield	Shareholder	1 Mar 1988	50% - 75%	1311347
Dennis David Nelson	Shareholder	1 Mar 1988	50% - 75%	603955

Based in Naples

The principal office where Litchfield & Nelson Partners performs its advisory services is located at 3033 Riviera Drive, Naples, FL 34103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 239-261-4800 or by fax 239-261-2085. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at litchfieldnelson.com.