Regent Fund Management Ltd (Hong Kong)

Regent Fund Management Ltd is an adviser based in Hong Kong. It manages $8.6 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Regent Fund Management provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Regent Fund Management: assets under management

The assets under management (AUM) of Regent Fund Management Ltd is $8.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -91% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.87 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Regent Fund Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Regent Fund Management Ltd

James Mellon has been acting as President since 1 Jun 1994. Clara Mei Chu Cheung joined the executive team most recently as the Financial Controller.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rpg (Bahamas) Limited	Llc	1 Jul 1990	75% - 100%	foreign
James Mellon	Director	1 Jun 1994	Other	1760695
Peter Devas Everington	Director	1 Jun 1994	Other	4286152
Daniel Hung Kwan Chan	Financial officer	1 Dec 1994	Other	4449190
Julian Peter Mayo	Director	1 Jul 1999	Other	4449188
Karin Schulte	Director	1 Mar 2001	Other	4531909
Clara Mei Chu Cheung	Financial controller	1 Mar 2001	Other	4542056
Jamie Alexander Gibson	Chief operating officer	1 Mar 2002	Other	4531395
Clara Mei Chu Cheung	Financial controller	1 Mar 2002	Other	4542056
Jamie Alexander Gibson	Chief executive officer	1 May 2002	Other	4531395

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Mellon	Chief executive officer	1 Dec 1990	25% - 50%	1760695
Iregent Group Limited	Llc	1 May 1991	75% - 100%	foreign

Based in Hong Kong

The principal office where Regent Fund Management Ltd performs its advisory services is located at Suite 1501, Henley Building, Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852-2514-6111 or by fax 852-2509-0827. The normal business hours are 9:00am - 6.00pm on Monday - Friday.