Cane Capital Management, LLC (Baton Rouge)


Cane Capital Management, LLC is an investment adviser to an investment company based in Baton Rouge. It manages $18.85 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Louisiana.

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Cane Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cane Capital Management: assets under management

The assets under management (AUM) of Cane Capital Management, LLC is $18.85 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 371% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $18.85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.85 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cane Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cane Capital Management serves?

The only and largest group of clients of Cane Capital Management is investment companies with 1 clients and $18.85 million of assets under management. Among the 3 most similar advisory firms, Cane Capital Management has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $18.85 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Cane Capital Management doesn't advise any private funds.

Careers at Cane Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
David Scott Fontenot Chief compliance officer 1 Nov 2007 75% - 100% 4592040
Llc Rrm Cane Capital Shareholder 1 Oct 2010 25% - 50% 26-3721646
Llc Bollinger Private Equity Shareholder 1 Jan 2016 25% - 50% 45-5459254

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Llc Rrm I Domestic entity 1 Oct 2010 75% - 100% 26-3772504

Based in Baton Rouge

The principal office where Cane Capital Management, LLC performs its advisory services is located at 8440 Jefferson Highway, Baton Rouge, LA 70809, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 225-928-4000 or by fax 225-928-4003. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at canefunds.com.