Saracen Energy Advisors, LP (Houston)

Name: Saracen Energy Advisors, LP
Address: 3033 West Alabama, Houston, TX, 77098
Telephone: 713-285-2900

Saracen Energy Advisors, LP is an adviser based in Houston. It manages $49.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Saracen Energy Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saracen Energy Advisors: assets under management

The assets under management (AUM) of Saracen Energy Advisors, LP is $49.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.75 million each.

Saracen Energy Advisors has custody of $249.5 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saracen Energy Advisors, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Saracen Energy Advisors, LP

C3 Investments Gp Llc joined the executive team most recently as the General Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Saracen Llc	General partner	1 Jan 2005	Other	72-1580160
Lp Saracen Energy Partners	Limited partner	1 Jan 2005	50% - 75%	75-3147693
Addicott Partners Lp	Limited partner	1 Jan 2005	Other	25-1920657
Neil Kelley	Chief executive officer	1 Jan 2005	Other	4999572
Ii William Reed	Head of trading	1 Mar 2005	Other	4999580
Michael Kutsch	Chief operating officer	1 Mar 2005	Other	4999581
Michael Robert Kutsch	Chief operating officer	1 Mar 2005	Other	4999581
Darren Lobdell	Head of power trading	1 Apr 2005	Other	4999575
Dianne Russo	Chief compliance officer; general counsel	1 Apr 2005	Other	4999582
Llc Campbell/Reed Investments Ii	Limited partner	1 Jul 2005	Other	870749196
Llc Campbell/Reed Investments Iii	Limited partner	1 Jul 2005	Other	870749196
Alfredo R Gutierrez	Chief compliance officer	1 Feb 2008	Other	5502171
Kevin Michael Kelley	Chief financial officer	1 Apr 2009	Other	1721577
C3 Investments Lp	Limitee partner	1 Apr 2009	25% - 50%	52-1966735
Inc. Nek Investco	Limited partner	1 Apr 2009	25% - 50%	20-2220812
Allison Paige Duensing	General counsel and chief compliance officer	1 Mar 2010	Other	5771541

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Nek Investco	Limited partner	1 Feb 2004	25% - 50%	88-0511068
Llc K2 Development	Limited partner	1 Feb 2004	50% - 75%	04-1966735
Mk Energy Corp.	Shareholder	1 Feb 2004	25% - 50%	04-3261544
Neil Edward Kelley	Member	1 Jan 2005	50% - 75%	4999572
Inc. Nek Investco	Member	1 Jan 2005	25% - 50%	20-2220812
Neil Edward Kelley	Sole shareholder	1 Apr 2009	75% - 100%	4999572
C3 Investments Gp Llc	General partner	1 Sep 2010	Other	27-3983418
Neil Edward Kelley	Limited partner	1 Sep 2010	75% - 100%	4999572
Inc. Nek Investco	Member	1 Sep 2010	50% - 75%	20-2220812

Based in Houston

The principal office where Saracen Energy Advisors, LP performs its advisory services is located at 3033 West Alabama, Houston, TX 77098, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-285-2900 or by fax 713-285-2911. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.saracenenergy.com.