Credit Suisse Index Co., Inc. (New York)

Credit Suisse Index Co., Inc. is a large advisory firm based in New York. It manages $1.19 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Credit Suisse Index Co. provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse Index Co.: assets under management

The assets under management (AUM) of Credit Suisse Index Co., Inc. is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $395.03 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Credit Suisse Index Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse Index Co., Inc.

Oliver Schupp has been acting as President since 1 May 2002. Michael Joseph Bessel joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Oliver Schupp	President	1 May 2002	Other	4395891
Inc. Csfb Alternative Capital	Sole shareholder	1 Jun 2004	75% - 100%	109517
Roger Mitchell Machlis	Chief legal officer	1 Jun 2004	Other	2947195
Inc. Credit Suisse Alternative Capital	Sole shareholder	1 Jun 2004	75% - 100%	109517
Timothy Barnes	Director and coo	1 Jul 2004	Other	4837127
George Ronald Hornig	Director	1 Jul 2004	Other	1817508
Edward A Poletti	Chief financial officer	1 Jan 2005	Other	1532626
Emidio Morizio	Chief compliance officer	1 Nov 2005	Other	1614446
Roger Mitchell Machlis	Chief legal officer	1 Nov 2005	Other	2947195
Ajay Mehra	Chief legal officer	1 Nov 2005	Other	4888834
Michael Joseph Bessel	Chief compliance officer	1 Mar 2007	Other	2963742
Oliver Schupp	Director and president	1 Oct 2010	Other	4395891

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Credit Suisse First Boston	100% shareholder	1 Nov 2000	75% - 100%	132853402
Credit Suisse (Formerly Known As Credit Suisse First Boston)	100% shareholder	1 Nov 2000	75% - 100%	foreign entity
Inc. Credit Suisse Holdings (Usa)	100% shareholder	1 Nov 2000	75% - 100%	132853402
Credit Suisse	100% shareholder	1 Nov 2000	75% - 100%	foreign entity
Credit Suisse Ag	100% shareholder	1 Nov 2000	75% - 100%	foreign entity
Credit Suisse Group	Sole shareholder	1 Jun 2004	75% - 100%	foreign entity
Csam Americas Holding Corp.	100% shareholder	1 Jun 2004	75% - 100%	132774791
Credit Suisse Group Ag	Sole shareholder	1 Jun 2004	75% - 100%	foreign entity

Based in New York

The principal office where Credit Suisse Index Co., Inc. performs its advisory services is located at 11 Madison Avenue, 13 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 325-2000 or by fax (212) 325-6100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.