Riskx Investments, LLC (New York)

Name: Riskx Investments, LLC
Address: 1345 Avenue Of The Americas, New York, NY, 10105
Telephone: 212-488-1331

Riskx Investments, LLC is a large advisory firm based in New York. It manages $695.67 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Delaware and New York.

Riskx Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, selection of other advisers, and model portfolio services to other investment advisors. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Riskx Investments: assets under management

The assets under management (AUM) of Riskx Investments, LLC is $695.67 million. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $690.62 million in discretionary accounts and $5.05 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $690.62 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.05 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Riskx Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Riskx Investments, LLC

Dale Jerome Murphey has been acting as President since 1 Jul 2015. Julie Marie Koethe joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Arrivato Holdings	Member	1 Sep 2004	Other	13-4298596
Llc Aifs Acquisition	Member	1 Jul 2010	25% - 50%	26-4496191
Thaddeus Marion Leszczynski	Chief compliance officer	1 Mar 2015	Other	1894185
John Joseph Pileggi	Ceo, director	1 Jul 2015	Other	2504867
Dale Jerome Murphey	President	1 Jul 2015	Other	4152012
James Joseph Mccluskey	Chief operating officer/chief financial officer	1 Jul 2015	Other	4534521
Foliometrix Funding Llc	Member	1 Jul 2015	25% - 50%	47-2353195
S. Craig Cognetti	Director	1 Jul 2015	Other	5281594
Donald Harding Putnam	Director	1 Jul 2015	Other	1065385
John Joseph Coyle	Director	1 Aug 2015	Other	6252259
Julie Marie Koethe	Chief financial officer	1 Dec 2015	Other	5849298

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Joseph Pileggi	Member, secretary and treasurer	1 Sep 2004	50% - 75%	2504867
Eric Matthew Rubin	Member and president	1 Sep 2004	Other	2621663
Donald Harding Putnam	Managing partner	1 Jun 2005	25% - 50%	1065385
John Joseph Pileggi	Member	1 Mar 2009	25% - 50%	2504867
Eric Matthew Rubin	Member	1 Mar 2009	Other	2621663
Ashley L Nadeau	Member, owner	1 Dec 2011	50% - 75%	xxx-xx-xxxx
Lance S Larsen	Member, owner	1 Dec 2011	50% - 75%	6548105
Llc Lal Holdings	Member	1 May 2015	50% - 75%	xx-xxxxxxx
The Chalice Fund Lp	Member	1 May 2015	25% - 50%	xx-xxxxxxx
Grail Partners	Managing member	1 May 2015	25% - 50%	163941

Based in New York

The principal office where Riskx Investments, LLC performs its advisory services is located at 1345 Avenue Of The Americas, New York, NY 10105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-488-1331 or by fax 888-346-7142. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at americanifs.com.