Sirius Wealth Management Strategies, LLC (Menlo Park)

Name: Sirius Wealth Management Strategies, LLC
Address: 1040 Noel Drive, Menlo Park, CA, 94025
Telephone: 650-276-7967

Sirius Wealth Management Strategies, LLC is a large advisory firm based in Menlo Park. It manages $207.11 million of regulatory assets for 98 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Texas.

Sirius Wealth Management Strategies provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sirius Wealth Management Strategies: assets under management

The assets under management (AUM) of Sirius Wealth Management Strategies, LLC is $207.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $207.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.11 million each.

Investments

The firm invests in investment and business development companies the most. They account for 78% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sirius Wealth Management Strategies, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sirius Wealth Management Strategies serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Sirius Wealth Management Strategies is high net worth individuals with 77 clients and $200.01 million of assets under management. Among the 11 most similar advisory firms, Sirius Wealth Management Strategies has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $207.11 million for 97 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sirius Wealth Management Strategies doesn't advise any private funds.

Careers at Sirius Wealth Management Strategies, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matt Robert Vorst	Member, wealth advisor	1 Apr 2006	25% - 50%	4504744
Richard Crafton Chambers	Member, wealth advisor, chief compliance officer	1 Jan 2015	25% - 50%	4765485
Anne Wakefield Atkinson	Member, wealth advisor	1 Apr 2017	25% - 50%	1866664

Based in Menlo Park

The principal office where Sirius Wealth Management Strategies, LLC performs its advisory services is located at 1040 Noel Drive, Menlo Park, CA 94025, which is also the mailing address of the firm. An additional office of the firm is in El Cerrito, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-276-7967 or by fax 650-276-7966. The normal business hours are by appointment only on Other. You can find more information about the New York firm at menloparkwealth.com.