Macquarie Funds Management (Usa) Inc. (New York)

Macquarie Funds Management (Usa) Inc. is a mid-sized advisory firm based in New York. It manages $73.31 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Macquarie Funds Management (Usa) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Macquarie Funds Management (Usa): assets under management

The assets under management (AUM) of Macquarie Funds Management (Usa) Inc. is $73.31 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $73.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.31 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Macquarie Funds Management (Usa) Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Macquarie Funds Management (Usa) Inc.

Benjamin Matthaus Bruck has been acting as President since 1 Nov 2005. William Joseph Fink joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Thomas Martenson	Ceo and director	1 Nov 2005	Other	4368855
Benjamin Matthaus Bruck	Director	1 Nov 2005	Other	4992771
Macquarie Investment Holdings Inc.	Direct owner	1 Nov 2005	75% - 100%	76-0738929
Eric John Becker	Director	1 Nov 2005	Other	5089355
Rose Elizabeth Barry	Chief compliance officer	1 Dec 2005	Other	4573979
John Leslie Brakey	Director	1 Mar 2006	Other	5178742
Mihi Llc	Direct owner	1 Dec 2006	75% - 100%	13-3789912
Suzanne G Chmura	Chief compliance officer	1 Jun 2007	Other	2333508
Christine R Rivera	Secretary	1 Aug 2007	Other	5422848
Macquarie Trading Services Inc	Direct owner	1 Nov 2007	75% - 100%	20-5913622
Eric John Becker	President	1 Feb 2008	Other	5089355
Louise Walker	Director	1 Feb 2008	Other	5507222
Michael Lukin	Director	1 Nov 2008	Other	5649529
Sally Louise Worrall	Chief compliance officer	1 Apr 2009	Other	5571936
Mark Gregory Torline	Director	1 Apr 2009	Other	1902682
John Kim	Chief legal officer	1 Jun 2009	Other	4519341
Brett Alan Byrd	Chief compliance officer	1 Apr 2010	Other	2237058
Laura Gail Martin	Chief compliance officer	1 Feb 2011	Other	5898866
Rick John Fratus	Director	1 Jun 2011	Other	5115264
James Edward Blake	Chief compliance officer	1 Oct 2012	Other	1444182
Michael Lukin	President	1 Jul 2013	Other	5649529
Brenden Woods	Director	1 Jul 2013	Other	6229785
William Joseph Fink	Chief compliance officer	1 Oct 2014	Other	2778339

Indirect Owners

The SEC currently registers 19 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Macquarie Equities (Us) Holdings Pty Ltd	Shareholder	1 Aug 1994	75% - 100%	foreign
Macquarie Bank Limited	Owner	1 Aug 1997	75% - 100%	98-0163788
Macquarie Holdings (Usa) Inc.	Shareholder	1 Aug 2003	75% - 100%	13-3789912
Macquarie Holdings (Usa) Inc.	Shareholder	1 Dec 2006	75% - 100%	13-3789912
Macquarie Bank Limited	Shareholder	1 Apr 2007	75% - 100%	98-0163788
Macquarie Group (Us) Holdings No.1 Pty Ltd	Shareholder	1 Apr 2007	75% - 100%	98-0530184
Macquarie Group International Holdings Pty Ltd	Shareholder	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group Limited	Indirect owner	1 Nov 2007	75% - 100%	foreign
Macquarie B.H. Pty Ltd	Indirect owner	1 Nov 2007	75% - 100%	foreign
Macquarie Americas Holding Pty Ltd	Indirect owner	1 Nov 2007	75% - 100%	foreign
Macquarie Funding Holdings Inc.	Indirect owner	1 Nov 2007	75% - 100%	20-5913559
Macquarie Fund Holdings Inc.	Indirect owner	1 Nov 2007	75% - 100%	20-5913559
Macquarie Americas Holding Pty Ltd	Indirect owner	1 Dec 2011	75% - 100%	98-0530183
Macquarie Financial Holdings (Usa) Llc	Indirect owner	1 Dec 2011	75% - 100%	98-0530183
Macquarie Services (Usa) Partners	Indirect owner	1 Dec 2011	75% - 100%	27-3610899
Macquarie Fund Holdings Inc.	Indirect owner	1 Apr 2014	75% - 100%	20-5913559
Macquarie America Holdings Inc.	Indirect owner	1 Apr 2014	75% - 100%	26-3771444
Macquarie Ficc Holdings Usa Inc.	Indirect owner	1 Apr 2014	75% - 100%	46-5516386
Macquarie Trading Services Inc.	Indirect owner	1 Apr 2014	75% - 100%	20-5913622

Based in New York

The principal office where Macquarie Funds Management (Usa) Inc. performs its advisory services is located at 125 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-231-1000 or by fax 212-231-1878. The normal business hours are 9am to 5pm on Monday - Friday.