Compass Efficient Model Portfolios, LLC (Brentwood)

Name: Compass Efficient Model Portfolios, LLC
Address: 213 Overlook Circle, Brentwood, TN, 37027
Telephone: 615-620-8600

Compass Efficient Model Portfolios, LLC is a large advisory firm based in Brentwood. It manages $1.65 billion of regulatory assets for 388 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Florida, Georgia, and 8 other states.

Compass Efficient Model Portfolios provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Compass Efficient Model Portfolios: assets under management

The assets under management (AUM) of Compass Efficient Model Portfolios, LLC is $1.65 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 332% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.65 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Compass Efficient Model Portfolios, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Compass Efficient Model Portfolios, LLC

Robert William Walker has been acting as President since 1 Dec 2009. Paul Donald Graffy joined the executive team most recently as the President Of Sales And Distributions.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Michael Hammers	Managing partner	1 Feb 2003	25% - 50%	2622537
David Joe Moore	Managing partner	1 Oct 2005	25% - 50%	1002935
David J. Moore	Managing partner	1 Oct 2005	50% - 75%	4898708
Harvey Edward Mcconnell	Chief compliance officer	1 Oct 2009	Other	3133023
Robert William Walker	President	1 Dec 2009	Other	2270689
Robert William Walker	Chief compliance officer	1 Jan 2011	Other	2270689
Pleshetta Juanita Loftin	Chief compliance officer	1 Feb 2012	Other	2449085
Paul Donald Graffy	President of sales and distributions	1 Dec 2013	Other	1245500

Based in Brentwood

The principal office where Compass Efficient Model Portfolios, LLC performs its advisory services is located at 213 Overlook Circle, Brentwood, TN 37027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-620-8600 or by fax 615-661-6640. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at compassemp.com.