Sig Advisors, L.L.C. (Dallas)

Name: Sig Advisors, L.L.C.
Address: 14785 Preston Road, Dallas, TX, 75254
Telephone: 972-663-4300

Sig Advisors, L.L.C. is a large advisory firm based in Dallas. It manages $86.7 million of regulatory assets for 109 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Florida, Georgia, Massachusetts, and 4 other states.

Sig Advisors, L.L.C provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sig Advisors, L.L.C: assets under management

The assets under management (AUM) of Sig Advisors, L.L.C. is $86.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 49% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $795.41 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sig Advisors, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sig Advisors, L.L.C.

Douglas Wayne Gill has been acting as President since 1 Oct 2001. Christopher Kevin High joined the executive team most recently as the Executive Vp.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Summitalliance Investment Group	Owner	1 Oct 2001	75% - 100%	75-2773918
Douglas Wayne Gill	President	1 Oct 2001	Other	2129646
Michael Edward Lester	President	1 Oct 2001	Other	1197341
John Louis Parent	Chief compliance officer	1 Aug 2004	Other	356300
Stan Russell Hall	Compliance officer	1 Dec 2004	Other	2814722
Christopher Kevin High	Executive vp	1 Feb 2005	Other	2520499

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Larry Keith Anders	Member	1 Jan 1999	50% - 75%	1585593
John Ridings Lee	Member	1 Sep 2001	25% - 50%	305323
L.L.C. Summit Alliance Capital	Member	1 Oct 2001	75% - 100%	75-2898489
Inc. Gill Capital Management	Member	1 Oct 2001	25% - 50%	75-2825228
L.P. Timber Ridge Partners	Member	1 Oct 2001	25% - 50%	75-2962622

Based in Dallas

The principal office where Sig Advisors, L.L.C. performs its advisory services is located at 14785 Preston Road, Dallas, TX 75254, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-663-4300 or by fax 972-663-4301. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.sigdirect.com.