Pacific Ridge Capital Partners, LLC (Lake Oswego)

Name: Pacific Ridge Capital Partners, LLC
Address: 4900 Meadows Road, Lake Oswego, OR, 97035
Telephone: 503-886-8970

Pacific Ridge Capital Partners, LLC is a large advisory firm based in Lake Oswego. It manages $381.17 million of regulatory assets for 41 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Connecticut, New York, Oregon, and Utah.

Pacific Ridge Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Ridge Capital Partners: assets under management

The assets under management (AUM) of Pacific Ridge Capital Partners, LLC is $381.17 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1244% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $381.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.3 million each.

Pacific Ridge Capital Partners has custody of $21.96 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific Ridge Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pacific Ridge Capital Partners serves?

The firm provides services to investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of Pacific Ridge Capital Partners is state or municipal government entities with 7 clients and $191.37 million of assets under management. Among the 9 most similar advisory firms, Pacific Ridge Capital Partners has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $375.18 million for 40 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pacific Ridge Capital Partners also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Pacific Ridge Capital Partners, LLC

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Pacific Ridge Holdings	Owner	1 May 2010	75% - 100%	27-2506644
Dominic Richard Marshall	Member	1 May 2010	Other	5215491
Ryan Christopher Curdy	Member	1 May 2010	Other	5215152
Mark Daniel Cooper	Manager & chief investment officer	1 May 2010	Other	2314959
Justin John Mckillip	Member	1 Jun 2010	Other	5854917
Michael Allen Mcdougall	Member	1 Jun 2010	Other	2380796

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Daniel Cooper	Trustee	1 Jul 2005	Other	2314959
Minnie Bautista Cooper	Trustee	1 Jul 2005	Other	5794008
The Cooper Family Revocable Trust	Owner	1 May 2010	75% - 100%	xxx-xx-xxxx
Peter Kelly Trumbo	Member	1 May 2010	25% - 50%	2821750

Based in Lake Oswego

The principal office where Pacific Ridge Capital Partners, LLC performs its advisory services is located at 4900 Meadows Road, Lake Oswego, OR 97035, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503-886-8970 or by fax 503-886-8995. The normal business hours are 7:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at pacificridgecapital.com/.