Dominion Wealth Advisors, Inc. (Horseshoe Bay)

Dominion Wealth Advisors, Inc. is an adviser based in Horseshoe Bay. It manages $35.11 million of regulatory assets for 279 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, Arkansas, Colorado, and 6 other states.

Dominion Wealth Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dominion Wealth Advisors: assets under management

The assets under management (AUM) of Dominion Wealth Advisors, Inc. is $35.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $125.85 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dominion Wealth Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dominion Wealth Advisors, Inc.

Dominion Wealth Advisors, Inc. is owned by Jimmy Dale Phillips. Shirley Mae Crisler has been acting as President since 1 May 1995. Kathy Lynne Colby joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cameron Edward Shropshire	Vice president	1 May 1995	Other	2233524
Shirley Mae Crisler	Director/senior vice president/corporate secretary/chief compliance officer	1 May 1995	Other	2118069
Mark Wayne Archambo	Director	1 May 1995	Other	1673061
Inc. Dominion Financial Services	Parent company	1 May 1995	75% - 100%	74-2742595
William Neel Mayo Trust	Owner	1 May 1995	Other	74-6291746
Jimmy Dale Phillips	Owner	1 May 1995	Other	1346134
Rix Carlton Smith	President & director	1 Sep 1995	Other	1061442
Edmund Marcellus Cowart	Owner	1 Sep 1995	Other	2306670
Kathy Lynne Colby	Director	1 Nov 2012	Other	1280917
Frederick Michael Hanish	Director	1 Nov 2012	Other	1005233

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Sue Neel Mayo	Trustee	1 Jan 2009	Other	5633540

Based in Horseshoe Bay

The principal office where Dominion Wealth Advisors, Inc. performs its advisory services is located at 9000 Highway 2147 West, Horseshoe Bay, TX 78657 The mailing address of the firm is P. O. Box 4768, Horseshoe Bay, TX 78657. An additional office of the firm is in San Antonio, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (210)265-8050 or by fax 210-764-5353. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.