Lcg Associates, Inc. (Atlanta)

Name: Lcg Associates, Inc.
Address: 400 Galleria Parkway, Atlanta, GA, 30339 5953
Telephone: 770-644-0100

Lcg Associates, Inc. is a pension cosultant based in Atlanta. It manages $350.28 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Georgia, Louisiana, Pennsylvania, and 3 other states.

Lcg Associates provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and give investment advice based on each client's needs.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lcg Associates: assets under management

The assets under management (AUM) of Lcg Associates, Inc. is $350.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2771% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $350.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.57 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 33% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in investment and business development companies form 23% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lcg Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott Michael Freeman serves?

The firm provides services to charitable organizations, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Scott Michael Freeman is corporations or other businesses with 26 clients and $243.81 million of assets under management. Among the 9 most similar advisory firms, Lcg Associates has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $350.28 million for 80 clients. 2% of the firm’s clients are foreign persons or businesses.

Lcg Associates doesn't advise any private funds.

Careers at Lcg Associates, Inc.

The company employs 52 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Scott Michael Freeman has been acting as President since 1 Sep 1992. David Robert Emerson joined the executive team most recently as the Senior V.P./Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Lcg Holdings	Parent of applicant	1 Sep 1979	75% - 100%	72-0734507
Michael Thomas Wilkinson	President/director	1 Mar 1988	Other	1452060
John Wesley Burgin	Secretary/treasurer / director	1 Aug 1988	Other	4337892
Scott Michael Freeman	Senior v.p./director	1 Sep 1992	Other	1666206
Richard Randolph Babcock	Senior v.p./director	1 Sep 1992	Other	4337874
Edward Francis Johnson	Senior v.p./director	1 Sep 1992	Other	4337915
June Barker Debatin	Senior v.p./director	1 Feb 1996	Other	4337907
Kathleen Crowley	Senior v.p./director	1 Aug 1996	Other	2079200
Kathleen Anne Taylor	Senior v.p./director	1 Aug 1996	Other	2079200
Kathleen Crowley Taylor	Senior v.p./director	1 Aug 1996	Other	2079200
Anthony Morgan Daniel	V.p.	1 Jan 2000	Other	2511660
Brian John Falco	V.p.	1 Jan 2000	Other	4337927
Michael Todd Lubin	V.p.	1 Jan 2000	Other	4337932
David Daniel Ritter	V.p.	1 Jan 2000	Other	4337936
Brian John Falco	Senior v.p. / director	1 Dec 2002	Other	4337927
Anthony Morgan Daniel	Senior v.p. / director	1 Jan 2004	Other	2511660
David Daniel Ritter	Senior v.p. / director	1 Jan 2004	Other	4337936
John Wesley Burgin	Chief compliance officer/secretary/treasurer / director	1 Jul 2004	Other	4337892
Michael Todd Lubin	Senior v.p.	1 Oct 2004	Other	4337932
Edward Francis Johnson	Chairman of the board / president and ceo/director	1 Jan 2005	Other	4337915
Hugh Bradley Eden	Senior v.p.	1 Sep 2005	Other	1218908
Jared Shope	Vice president	1 Oct 2005	Other	2316538
Michael Todd Lubin	Senior v.p. / director	1 Oct 2006	Other	4337932
Amber Nicole Stiles	Chief compliance officer / director	1 Jan 2016	Other	6613032
David Robert Emerson	Senior v.p./director	1 Dec 2017	Other	2771141

Based in Atlanta

The principal office where Lcg Associates, Inc. performs its advisory services is located at 400 Galleria Parkway, Atlanta, GA 30339 5953, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-644-0100 or by fax 770-644-0105. The normal business hours are 8:30a.m. to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at lcgassociates.com.