Amazz Investment Management, Inc. (Williamsville)

Amazz Investment Management, Inc. is a mid-sized advisory firm based in Williamsville. It manages $58.63 million of regulatory assets for 129 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Amazz Investment Management provides portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Amazz Investment Management: assets under management

The assets under management (AUM) of Amazz Investment Management, Inc. is $58.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $58.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $454.52 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 71% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 28% of the firm’s portfolio. Investments in state and local bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Amazz Investment Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Amazz Investment Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Amazz Investment Management is high net worth individuals with 40 clients and $30.36 million of assets under management. Among the 1 most similar advisory firms, Amazz Investment Management has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $35.72 million for 85 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Amazz Investment Management doesn't advise any private funds.

Careers at Amazz Investment Management, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Keith Pearson	Chief compliance officer	1 Jan 2002	75% - 100%	4654687

Based in Williamsville

The principal office where Amazz Investment Management, Inc. performs its advisory services is located at 5214 Main Street #200, Williamsville, NY 14221, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-839-5252 or by fax 716-634-2721. The normal business hours are 8:30am - 5 pm on Monday - Friday.