Ppc Enterprises LLC (New York)

Ppc Enterprises LLC is a large advisory firm based in New York. It manages $1.02 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Ohio, Oregon, and Texas.

Ppc Enterprises provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ppc Enterprises: assets under management

The assets under management (AUM) of Ppc Enterprises LLC is $1.02 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 155% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.02 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $509.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ppc Enterprises LLC for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ppc Enterprises serves?

The only and largest group of clients of Ppc Enterprises is pooled investment vehicles with 2 clients and $1.02 billion of assets under management. Among the 11 most similar advisory firms, Ppc Enterprises has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.02 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ppc Enterprises also advises several private funds. Namely, two private equity funds.

Careers at Ppc Enterprises LLC

The company employs 26 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Richard Fisher	Member	1 Dec 2011	Other	6309049
Jeffrey Mark Krauss	Cco, member	1 Dec 2011	Other	6038958
Perry Golkin	Ceo, coo, managing member	1 Dec 2011	75% - 100%	5527739
Michael Theodore Tokarz	Co-founder	1 Dec 2011	Other	4871594
Jeffrey Krauss	Cco, partner	1 Dec 2011	Other	6038958
Kevin Michael Byrne	Chief compliance officer	1 Jun 2019	Other	6460189

Based in New York

The principal office where Ppc Enterprises LLC performs its advisory services is located at 500 Park Avenue, New York, NY 10022 1606, which is also the mailing address of the firm. An additional office of the firm is in Purchase, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-768-4554 or by fax 212-752-3018. The normal business hours are 9am-6pm on Monday - Friday.